YXA v Wolverhampton City Council

This is my judgement in relation to an application by the defendant made by application notice dated 30 July 2020 to strike out one of the two bases upon which the Claim is brought (“the Application”). The application to strike out is made under Civil Procedure Rule (“CPR”) 3.4(2)(a) on the basis that the particulars of claim do not disclose any reasonable grounds for bringing hey claim in common law negligence, although it is accepted that a parallel claim under the Human Rights Act 1998 (“the 1998 Act”) is brought on disclosed reasonable grounds and should proceed.

The underlying issue of law in relation to the application is as to what point or points (if any) in a factual history a local authority comes under a positive duty of care to intervene by way of instituting care proceedings under the provisions of the Children Act 1989 (“the 1989 Act”) to protect a child who the local authority knows, or ought to know, may be at risk of abuse or neglect i.e. whether what is alleged is sufficient to impose such a duty of care at the stage or stages at which it is alleged that it was negligent for the local authority not to have then or thereafter intervened.

The Claim is one of a number which have been or are before the courts relating to the situation where a child (or former child) brings a claim against a relevant local authority alleging in effect that that local authority should have protected them from abuse or neglect by commencing care proceedings during their childhood at an earlier stage than they did (if indeed such proceedings were commenced at all). While it is accepted that a claim under the 1998 Act might

However, the claimant, who is known in this litigation by the initials YXA under an anonymity order granted previously, and including because YXA was a child at the relevant time and is now a protected party (a matter to which I shall return below), and who appears by Mr Justin Levinson of counsel, and who has appeared for other claimants in similar cases, contends that the pleaded facts do disclose reasonable grounds for the existence of a duty of care at common-law.

This issue of law is asserted by the Claimant in two different ways, both disputed by the Defendant, being:

The oral hearing of this application took place on 26 January 2021 by way of remote hearing during the COVID pandemic. After the oral hearing, and as had been anticipated by counsel, judgement was delivered by Deputy Master Bagot QC in the case of HXA and Another v Surrey County Council [2021] EWHC 250 (QB). That was a claim brought by claimants against a local authority for alleged failure to institute care proceedings when they were children. The Deputy Master accepted Mr Stagg’s submissions in that case for that defendant and rejected those of Mr Levinson in that case for those claimants, and held that no common law duty of care existed in the circumstances before him, and struck the common-law claim out.

I directed that the parties provide written submissions as to the HXA decision and its relevance to the matters before me, and they have done so. It is common ground that the HXA decision directly concerns the first way in which the

The Application is brought under CPR3.4(2)(a), where the material parts of

It is common-ground and trite law that:

The alleged facts are set out (i.e. “stated” although I will also use the older expression “pleaded” for convenience) in the Particulars of Claim. They state in summary that:

The allegations of negligence are to the effect that at and from the time of the 2007 move, the defendant should have investigated and/or appreciated the risk to the claimant, and have instituted protective steps by way of care proceedings. It is common ground that these allegations are reasonably arguable as a matter of law if, but only if, the pleaded facts are sufficient to impose a duty of care in law upon the defendant.

However, it is also common grounds that the facts alleged, if proved, would give rise to reasonable grounds for a claim under section 7 of the 1998 Act. Counsel were not clear before me as to how, if at all, the legal approach, remedies and quantum of damages applicable and available in such circumstances might differ (at least in practice) with those of a common-law claim (assuming that a duty of care existed) made in these circumstances, although there appeared to be some common ground that there might well be differences.

The claimant was, of course, a child at the relevant time. The claimant is now said to be a protected party and so brings this claim by their litigation friend, the Official Solicitor. In view of certain of the material before me at the hearing, I queried whether there was sufficient evidence to justify the contention that the claimant was a protected party by reason of not having the mental capacity to conduct litigation. Following the hearing I was provided with a psychiatric report from Professor Bashir and a Certificate from the Official Solicitor which has satisfied me that the claimant does lack the relevant capacity (within the meaning of the Mental Capacity Act 2005 in terms of mental impairments which result in the claimant being unable to understand, retain, process or evaluate the information or express the instructions which would be required for the

The 1989 Act is structured in a number of Parts.

Part I is headed “Introductory”. In section 2(1) it is provided that the birth parents (at least if the father’s name appears on the birth certificate), and thus the Parents, each have parental responsibility for the child. In section 3(1) it is provided that “parental responsibility” means “all the rights, duties, powers responsibilities and authorities which by law a parent of a child has in relation to the child”.

Part II relates to various orders which the Court may make in certain children proceedings (generally, but not exclusively, proceedings brought by parents i.e. “private law” proceedings).

Part III is headed “Support for children and families provided by local

Section 17 which provides that:

Section 20 provides that:

“20 Provision of accommodation for children: general.

(1)

Every local authority shall provide accommodation for any child in need within their area who appears to them to require accommodation as a result

of—

(a)

there being no person who has parental

responsibility for him;

(b)

his being lost or having been abandoned; or

(c)

the person who has been caring for him being prevented (whether or not permanently, and for whatever reason) from providing him with suitable accommodation or care.

Section 22 provides that:

“(1)

In this section, any reference to a child who is looked after by a local authority is a reference to a child who is— (a)in their care; or

(b)

provided with accommodation by the authority in the exercise of any functions (in particular those under this Act) which are social services functions within the meaning of the Local Authority Social Services Act 1970, apart from functions under sections 23B and 24B

(2)

In subsection (1) “accommodation” means accommodation which is

provided for a continuous period of more than 24 hours.

(3)

It shall be the duty of a local authority looking after any child—

(a)to safeguard and promote his welfare; and (b)to make such use of services available for children cared for by their own parents as appears to the authority reasonable in his case…”

Part IV of the 1989 Act provides in section 31 onwards for the (family) court to have power on the application of “any local authority” to make a care or supervision order but only (section 31(2)) where:

“… the court “is satisfied (a) that the child concerned is suffering, or is likely to suffer, significant harm; and (b) that the harm, or likelihood of harm, is attributable to—

(i)

the care given to the child, or likely to be given to him if the order were not made, not being what it would be reasonable to expect a parent to give to him; or

(ii)

the child’s being beyond parental control.”

Part V of the 1989 Act provides for the (family) court to make certain other protective orders (including what are called “emergency protection orders”) in relation to a child but (again) in effect only where (section 43(3)) “the applicant has reasonable cause to suspect that the child is suffering, or is likely to suffer, significant harm” or (section 44(1)(a)) “there is reasonable cause to believe that the child is likely to suffer significant harm if [he is not removed from or if he remains where he is accommodated; and even if that is not with their parents]”

Thus:

What is alleged in this case as a matter of fact, and which I therefore must accept for the purposes of this hearing and judgment, is that:

The claimant would also put the case as a matter of fact in the alternative at a lower level, in case the claimant did not succeed at trial in establishing facts to the extent of the high level set out above. However, as this is a striking-out case, it seems to me that I should proceed on the basis that the highest level facts

As stated above, the claimant contends that the General Duty Matters in conjunction with the provisions of the 1989 Act give rise in themselves to a common-law duty of care to commence proceedings; but in the alternative contends that they with the Respite Care Matters gave rise to such a duty of care (possibly extended to also be a duty not to return the claimant to the Parents without having first taken care etc. proceedings).

I was taken to a considerable volume of case-law, much of which was reviewed in the HXA decision, and from which I cite various paragraphs for reasons of convenience and so as to put in context and explain the analysis in HXA, but also because they are important in relation to the second way in which Mr Levinson puts the claim based on the Respite Care aspect.

Hedley Byrne v Heller [1964] AC 465 is a seminal case with regard to duties of care. At pages 495-6 it was explained that duties of care could arise including in circumstances where the claimant had not appreciated that a defendant was assuming a responsibility to them or where there was no direct dealing between them:

“My Lords, it seems to me that if A assumes a responsibility to B to tender him deliberate advice, there could be a liability if the advice is negligently given. I say "could be" because the ordinary courtesies and exchanges of life would become impossible if it were sought to attach legal obligation to every kindly and friendly act. But the principle of the matter would not appear to be in doubt. If A employs B (who might. for example, be a professional man such as an accountant or a solicitor or a doctor) for reward to give advice and if the advice is negligently given there could be a liability in B to pay damages. The fact that the advice is given in words would not, in my view, prevent liability from arising. Quite apart, however, from employment or contract there may be circumstances in which a duty to exercise care will arise if a service is voluntarily undertaken. A medical man may unexpectedly come across an unconscious man, who is a complete stranger to him, and who is in urgent need of skilled attention: if the medical man, following the fine traditions of his profession, proceeds to treat the unconscious man he must exercise reasonable skill and care in doing so. In his speech in Banbury v. Bank of Montreal¹⁸³Lord Atkinson said: "It is well established that if a doctor proceeded to treat a patient gratuitously, even in a case where the patient was insensible at the time and incapable of employing him, the doctor would be bound to exercise all the professional skill and knowledge he possessed, or professed to possess, and would be guilty of gross negligence if he omitted to do so." To a similar effect were the words of Lord Loughborough in the much earlier case of Shiells v. Blackburne¹⁸⁴when he said: "... if a man gratuitously undertakes to do a thing to the best of his skill, where his situation or profession is such as to imply skill, an omission of that skill is imputable to him as gross negligence." Compare also Wilkinson v. Coverdale.¹⁸⁵I can see no difference of principle in the case of a banker. If someone who was not a customer of a bank made a formal approach to the bank with a definite request that the bank would give him deliberate advice as to certain financial matters of a nature with which the bank ordinarily dealt the bank would be under no obligation to accede to the request: if, however, they undertook, though gratuitously, to give deliberate advice (I exclude what I might call casual and perfunctory conversations) they would be under a duty to exercise reasonable care in giving it. They would be liable if they were negligent although, there being no consideration, no enforceable contractual relationship was created.

In the absence of any direct dealings between one person and another, there are many and varied situations in which a duty is owed by one person to another. A road user owes a duty of care towards other road users. They are his

"neighbours." A duty was owed by the dock owner in Heaven v. Pender.¹⁸⁶Under a contract with a shipowner he had put up a staging outside a ship in his dock. The plaintiff used the staging because he was employed by a ship painter who had contracted with the shipowner to paint the outside of the ship. The presence of the plaintiff was for business in which the dock owner was interested and the plaintiff was to be considered as having been invited by the dock owner to use the staging. The dock owner was therefore under an obligation to take reasonable care that at the time when the staging was provided by him for immediate use it was in a fit state to be used. For an injury which the plaintiff suffered because the staging had been carelessly put up he was entitled to succeed in a claim against the defendant. The chemist in George v. Skivington sold the bottle of hair wash to the husband knowing that it was to be used by the wife. It was held on demurrer that the chemist owed a duty towards the wife to use ordinary care in compounding the hair wash. In Donoghue v. Stevenson it was held that the manufacturer of an article of food, medicine, or the like, is under a duty to the ultimate consumer to take reasonable care that the article is free from defect likely to cause injury to health.

My Lords, these are but familiar and well known illustrations, which could be multiplied, which show that irrespective of any contractual or fiduciary relationship and irrespective of any direct dealing, a duty may be owed by one person to another.”

In X v Bedfordshire [1995] 2 AC 633 a claim was made that a local authority had failed to take care proceedings as early as it should have done. The recital of the facts at p742C-D indicates that there had been some periods of Respite Care. At pp748G-749G Lord Browne-Wilkinson rejected various defences but then went on to consider whether a duty of care should exist at all under ordinary common-law principles, and held that under the modern “incremental approach” with regard to new categories of duties of care that one should not:

However, in other conjoined cases with which Lord Browne-Wilkinson went on to deal, it was held that a duty of care might exist where the local authority, by itself or its servants, had involved itself so in some way take over an aspect of the child’s life e.g. their education. No specific mention was made of the fact that Respite Care had been provided on a temporary basis, although Lord Browne-Wilkinson would have been likely to have had it in mind, he having referred to it earlier in his judgment.

In Capital & Counties v Hampshire [1997] QB 1004, an attempt to claim against a fire brigade for failing to respond to an emergency call expeditiously was dismissed on the basis of their being no duty of care, but a claim for damage caused by negligence in the course of the eventual fighting of the fire was allowed. The decision is helpful in that it points up that in terms of the possible existence of duties of care there is a difference between allegations of failure to provide a benefit (there coming and then engaging in fire-fighting) and causing damage during the course of actually attempting to provide a benefit; but otherwise it seems to me that the matters of principle are more relevantly dealt with in the subsequent case-law.

In Barratt v Enfield [2001] 2 AC 550, a claimant sued the local authority where they had been taken into care and were then abused. X v Bedfordshire was distinguished on the basis that Enfield had taken over the care of the child,

In W v Essex [2001] 2 AC 592 (a case about whether a duty of care was owed to an alleged secondary victim), caution was expressed as to whether it was appropriate to strike-out, at pages 598B and 600C-D:

“For the application to strike out to succeed it must be shown that thestatement of claim discloses no cause of action or constitutes an abuse of process of the court and for that inquiry the factual averments must be taken as true though many of them are denied by the defendants.

Although the power to strike out a claim which really has no chance of succeeding in law is a very valuable one to protect defendants and to prevent the court's time being used (to the detriment of other cases waiting to be heard) in the investigation of the allegations, it has to be exercised cautiously as has so often been said. In X (Minors) v Bedfordshire County Council [1995] 2 AC 633 where the question was whether a duty of care arose in child abuse cases and in special educational needs cases Lord Browne-Wilkinson said, at pp 740-741: "Where the law is not settled but is in a state of development (as in the present cases) it is normally inappropriate to decide novel questions on hypothetical facts." He addedthat it could be different where the question depended only on the construction of relevant statutory provisions. At p 741 he agreed with Sir

Thomas Bingham MR that:

"if, on the facts alleged in the statement of claim, it is not possible to give a certain answer whether in law the claim is maintainable then it is not appropriate to strike out the claim at a preliminary stage but the matter must go to trial when the relevant facts will be discovered."

The complex range of facts in those cases shows how difficult the exercise is.

In Barrett v Enfield London Borough Council [2001] 2 AC 550 Lord BrowneWilkinson repeated what he had said in the X (Minors) case and,at p 557, added that the development of the law should be on the basis of actual facts found at trial "not on hypothetical facts assumed (possibly wrongly) to be true for the purposes of the strike out". I took the view, at p 574, that "the question whether it is just and reasonable to impose a liability of negligence is not to be decided in the abstract for all acts or omissions of a statutory authority, but is to be decided on the basis of what is proved". Causation is largely a question of fact to be proved and the factsneeded to be investigated. Lord Hutton, at p 587, agreed that the claim should not be struck out "on the ground that it gives rise to issues which are non-justiciable".

It seems to me that it cannot be said here that the claim that there was a duty of care owed to the parents and a breach of that duty by the defendants is unarguable, that it is clear and obvious that it cannot succeed….

On a strike out application it is not necessary to decide whether the parents' claim must or should succeed if the facts they allege are proved. On the contrary, it would be wrong to express any view on that matter. The question is whether if the facts are proved they must fail. It is not enough to recognise, as I do recognise at this stage, that the parents may have difficulties in establishing their claim.”

In D v East Berkshire Community NHS Trust 2004 QB 558 a claim was made based on an erroneous diagnosis of abuse which was said to have caused damage as a result of care proceedings then being taken. At paragraphs 82-85 the Court of Appeal considered that X v Bedfordshire in the context of already having decided that it was not a bar to a claim under the 1998 Act, and held that:

“81 Thus litigation involving factual enquiries of the nature considered above is now a potential consequence of the conduct of those involved in taking decisions in child abuse cases. In these circumstances the reasons of policy that led the House of Lords to hold that no duty of care towards a child arises, in so far as those reasons have not already been discredited by the subsequent decisions of the House of Lords, will largely cease to apply. Substantial damages will be available on proof of individual shortcomings, which will be relevant alike to a claim based on breach of section 6 of the Human Rights Act and a claim based on breach of a common law duty of care.

82

Can there, in these circumstances, be any justification for preserving a rule that no duty of care is owed in negligence because it is not fair, just and reasonable to impose such a duty? It is true that a claim under the Human Rights Act will only lie against public authorities and not against the individuals employed by them. But the reality is that claims in negligence are brought primarily to establish liability on the part of the local authorities and individuals are unlikely to be personally at risk. In so far as the risk of legal proceedings will inhibit individuals from boldly taking what they believe to be the right course of action in the delicate situation of a case where child abuse is suspected, we think that this factor will henceforth be present, whether the anticipated litigation is founded on the Human Rights Act or on the common law duty of

care.

83

In so far as the position of a child is concerned, we have reached the firm conclusion that the decision in Bedfordshire cannot survive the Human Rights Act. Where child abuse is suspected the interests of the child are paramount - see S.1 Children Act 1989. Given the obligation of the local authority to respect a child's Convention rights, the recognition of a duty of care to the child on the part of those involved should not have a significantly adverse effect on the manner in which they perform their duties. In the context of suspected child abuse, breach of a duty of care in negligence will frequently also amount to a violation of Article 3 or Article 8. The difference, of course, is that those asserting that wrongful acts or omissions occurred before October 2000 will have no claim under the Human Rights Act. This cannot, however, constitute a valid reason of policy for preserving a limitation of the common law duty of care which is not otherwise justified. On the contrary, the absence of an alternative remedy for children who were victims of abuse before October 2000 militates in favour of the recognition of a common law duty of care once the public policy reasons against this have lost their force.

84

It follows that it will no longer be legitimate to rule that, as a matter of law, no common law duty of care is owed to a child in relation to the investigation of suspected child abuse and the initiation and pursuit of care proceedings. It is possible that there will be factual situations where it is not fair, just or reasonable to impose a duty of care, but each case will fall to be determined on its individual facts.

85

In reaching this decision we do not suggest that the common law duty of care will replicate the duty not to violate Articles 3 and 8. Liability for breach of the latter duty and entitlement to compensation can arise in circumstances where the tort of negligence is not made out. The area of factual enquiry where breaches of the two duties are alleged are, however likely to be the same.”

There was a dispute between counsel before me as to whether paragraph 84 of the judgment was directed to the General Duty Matters state of affairs as in X v Bedfordshire where care proceedings had not been taken, or to the situation where the child had been taken into care by the local authority. The paragraph is, in context, ambiguous as D v East Berkshire was not a General Duty Matters case on the facts, but rather a situation of where a specific intervention had taken place, and so what was said in relation to a non-removal case (as this one is) was, at most, obiter.

D v East Berkshire was considered by the Supreme Court in N v Poole [2019]

At paragraphs 52-58 the Supreme Court cited paragraph 84 of D v East Berkshire (and considered the judgments in the House of Lords to the limited extent that one of those conjoined cases had been appealed from the Court of

In paragraph 58 it was made clear that “a duty of care could be owned to a child” in the context of a local authority’s child protection duties.

It seems to me that the words “it also remained necessary” at least suggest that while the Supreme Court regarded D v East Berkshire as removing public policy objections to the existence of a duty of care, it still required something more (an

In X and Y v Hounslow [2009] EWCA Civ 286, the question of a liability of a social worker to a vulnerable adult was considered where a particular intervention had not taken place. Mr Levinson relied in his Skeleton (but not in oral argument) upon a passage where it was recorded as accepted by the parties and held that the social worker had behaved perfectly reasonably. I find that the decision proceeded simply on the basis that even if there was a duty, but without deciding that there was any such duty, it would not have been breached.

In Michael v Chief Constable of South Wales Police [2015] AC 1732 there had been a failure to respond to a 999 call resulting in the harm to a victim from a perpetrator. At paragraphs 97 onwards it was held that a duty of care is not ordinarily owed by one person to protect another from harm from a third party but that there were exceptions where (1) the person was in control of the third party (paragraph 99) and (2) where the person had assumed a responsibility to safeguard the victim (paragraph 100) it being said that “There has sometimes been a tendency for courts to use the expression "assumption of responsibility" when in truth the responsibility has been imposed by the court rather than assumed by D. It should not be expanded artificially.”

In paragraph 102 the “incremental approach” was affirmed:

“102 It is true that the categories of negligence are never closed (Heaven v Pender (1883) 11 QBD 503), and it would be open to the court to create a new exception to the general rule about omissions. The development of the law of negligence has been by an incremental process rather than giant steps. The established method of the court involves examining the decided cases to see how far the law has gone and where it has refrained from going. From that analysis it looks to see whether there is an argument by analogy for extending liability to a new situation, or whether an earlier limitation is no longer logically or socially justifiable. In doing so it pays regard to the need for overall coherence. Often there will be a mixture of policy considerations to take into account.”

In paragraph 114 reference was made to it not following that the existence of a public system of protection should give rise to duties of care:

“114 It does not follow from the setting up of a protective system from public resources that if it fails to achieve its purpose, through organisational defects or fault on the part of an individual, the public at large should bear the additional burden of compensating a victim for harm caused by the actions of a third party for whose behaviour the state is not responsible. To impose such a burden would be contrary to the ordinary principles of the common law.”

In consequence it was held that no common-law duty of care could exist but that a 1998 Act claim was allowed to proceed.

In Robinson v Chief Constable of West Yorkshire Police [2018] AC 736, a case of harm caused by positive action (a police officer colliding with a pedestrian), the incremental approach was again affirmed, it being said at paragraphs 26-29 that:

“26.

Applying the approach adopted in Caparo, there are many situations in which it has been clearly established that a duty of care is or is not owed: for example, by motorists to other road users, by manufacturers to consumers, by employers to their employees, and by doctors to their patients.

It is normally only in a novel type of case, where established principles do not provide an answer, that the courts need to go beyond those principles in order to decide whether a duty of care should be recognised. Following Caparo, the characteristic approach of the common law in such situations is to develop incrementally and by analogy with established authority. The drawing of an analogy depends on identifying the legally significant features of the situations with which the earlier authorities were concerned. The courts also have to exercise judgement when deciding whether a duty of care should be recognised in a novel type of case. It is the exercise of judgement in those circumstances that involves consideration of what is “fair, just and reasonable”. As Lord Millett observed in McFarlane v Tayside Health Board [2000] 2 AC 59, 108, the court is concerned to maintain the coherence of the law and the avoidance of inappropriate distinctions if injustice is to be avoided in other cases. But it is also “engaged in a search for justice, and this demands that the dispute be resolved in a way which is fair and reasonable and accords with ordinary notions of what is fit and proper”.

In the present case, Hallett LJ cited the decision of this court in

Properly understood, Caparo thus achieves a balance between legal certainty and justice. In the ordinary run of cases, courts consider what has been decided previously and follow the precedents (unless it is necessary to consider whether the precedents should be departed from). In cases where the question whether a duty of care arises has not previously been decided, the courts will consider the closest analogies in the existing law, with a view to maintaining the coherence of the law and the avoidance of inappropriate distinctions. They will also weigh up the reasons for and against imposing liability, in order to decide whether the existence of a duty of care would be just and reasonable. In the present case, however, the court is not required to consider an extension of the law of negligence. All that is required is the application to particular circumstances of established principles governing liability for personal injuries.”

These decisions were then further reviewed by the Supreme Court in N v Poole [2019] UKSC 25. This concerned a claim pleaded against the local authority by a family which had been placed by the local authority in accommodation with abusive neighbours about whom the family complained but where nothing sufficient was (allegedly) done. The case was put on the basis of there having been a duty (and negligent failure) to (properly) investigate and take protective steps. However, that case (and also a possible argument based on the local authority having created the danger by way of the placement itself) was rejected with the Supreme Court holding that no relevant duty existed on those pleaded facts (although it was also to consider that nothing which could amount to a breach of such a duty, had it existed, was pleaded either).

At paragraph 28 it was again stated that “public bodies did not generally owe a duty of care to confer benefits on individuals, for example by protecting them from harm…” but that “…as in the case of private individuals, however, a duty to protect from harm or to confer some other benefit might arise in particular circumstances, as for example where the public body had created the source of danger or had assumed responsibility to protect the claimant from harm…”

At paragraphs 66-73, the concept of “assumption of responsibility” was

There then followed paragraph 74 in which it was held that the Robinson approach was now the correct one for the court to take:

“The present case

74.

In the light of the cases which I have discussed, the decision in X (Minors) v Bedfordshire can no longer be regarded as good law in so far as it ruled out on grounds of public policy the possibility that a duty of care might be owed by local authorities or their staff towards children with whom they came into contact in the performance of their functions under the 1989 Act, or in so far as liability for inflicting harm on a child was considered, in the Newham case, to depend upon an assumption of responsibility. Whether a local authority or its employees owe a duty of care to a child in particular circumstances depends on the application in that setting of the general principles most recently clarified in the case of Robinson. Following that approach, it is helpful to consider in the first place whether the case is one in which the defendant is alleged to have harmed the claimant, or one in which the defendant is alleged to have failed to provide a benefit to the claimant, for example by protecting him from harm. The present case falls into the latter category.”

I note that this case before me is also one of failure to provide a benefit.

In paragraph 75, it was stated that:

“75.

Understandably, the reasoning of Irwin LJ in the Court of Appeal in the present case did not follow the approach set out in Robinson, which was decided after the Court of Appeal had given its decision. The first consideration on which Irwin LJ placed particular emphasis, namely the concern expressed in X (Minors) v Bedfordshire and Hill v Chief Constable of West Yorkshire that liability in negligence would complicate decision-making in a difficult and sensitive field, and potentially divert the social worker or police officer into defensive decision-making, has not been treated as sufficient reason for denying liability in subsequent cases such as Barrett v Enfield, Phelps v Hillingdon and D v East Berkshire. His view that the decision of the Court of Appeal in D vEast Berkshire had been implicitly overruled by Michael was mistaken: the decision in D v East Berkshire has not been overruled by any subsequent decision. In Michael, as explained earlier, this court rejected an argument which was said to be supported by D v East Berkshire, but it did not disapprove of the true ratio of that decision. More fundamentally, in cases such as Gorringe, Michael and Robinson both the House of Lords and this court adopted a different approach (or rather, reverted to an earlier approach) to the question whether a public authority is under a duty of care. That approach is based on the premise that public authorities are prima facie subject to the same general principles of the common law of negligence as private individuals and organisations, and may therefore be liable for negligently causing individuals to suffer actionable harm but not, in the absence of some particular reason justifying such liability, for negligently failing to protect individuals from harm caused by others. Rather than justifying decisions that public authorities owe no duty of care by relying on public policy, it has been held that even if a duty of care would ordinarily arise on the application of common law principles, it may nevertheless be excluded or restricted by statute where it would be inconsistent with the scheme of the legislation under which the public authority is operating. In that way, the courts can continue to take into account, for example, the difficult choices which may be involved in the exercise of discretionary powers.”

Mr Levinson submitted that this (and paragraph 83 which I cite below) amounted to a general approbation of a contention that D v East Berkshire had

In paragraphs 76 and 77 the judgment starts to consider those ordinary commonlaw principles (and following Robinson) in the context of the facts of N v Poole:

“76.

The second consideration on which Irwin LJ based his decision, namely the principle that in general there is no liability for the wrongdoing of a third party even where that wrongdoing is reasonably foreseeable, is plainly important but, as he recognised, not conclusive in itself. In Robinson, this court cited at para 34 a helpful summary by Tofaris and Steel, “Negligence Liability for Omissions and the Police” (2016) 75 CLJ 128, of the situations in which a justification commonly exists for holding that the common law imposes such a

liability:

“In the tort of negligence, a person A is not under a duty to take care to prevent harm occurring to person B through a source of danger not created by A unless (i) A has assumed a responsibility to protect B from that danger, (ii) A has done something which prevents another from protecting B from that danger, (iii) A has a special level of control over that source of danger, or (iv) A’s status creates an obligation to protect B from that danger.”

77.

The present case is not brought on the basis that the council was in the second, third or fourth of these situations. It was suggested in argument that a duty of care might have arisen on the basis that the council had created the source of danger by placing Amy and her family in housing adjacent to the neighbouring family. The difficulty of sustaining such an argument is however apparent from Mitchell, paras 41, 61-63, 76-77 and 81-82. As Lord Brown pointed out in the last of these passages, there is a consistent line of authority holding that landlords (including local authorities) do not owe a duty of care to those affected by their tenants’ anti-social behaviour. It is also necessary to remember that there is no claim against the council based on its exercise of its functions under housing legislation.”

The judgment then considered how the N v Poole claim was actually brought being on the basis of “assumption of responsibility” and rejected it:

“78.

The claim against the council is based instead on an assumption of responsibility or “special relationship”. The particulars of claim state:

“In purporting to investigate the risk that the claimants’ neighbours posed to the claimants and subsequently in attempting to monitor the claimants’ plight as set out in the sequence of events above, the defendant had accepted a responsibility for the claimants’ particular difficulties and/or there was a special nexus or special relationship between the claimants and the defendant. The defendant purported to protect the claimants by such investigation and in as far as such investigation is shown to have been carried out negligently and/or negligently acted on the defendant is liable for breach of duty.”

The “sequence of events” referred to is a chronology of events. In relation to investigation and monitoring by the council’s social services department, it refers to the assignment of social workers to the claimants, to the various assessments of their needs, and to meetings at which the appropriate response to Graham’s behaviour was discussed.

79.

Irwin LJ rejected the contention that there was an assumption of responsibility by the council on the ground that there was an insufficient basis to satisfy the approach of the Court of Appeal in X v Hounslow London Borough

Council and Darby v Richmond-upon-Thames London Borough Council[2017]EWCA Civ 252. I have also come to the conclusion that the particulars of claim do not provide a basis on which an assumption of responsibility might be established, for the following reasons.

80.

As Lord Browne-Wilkinson explained in relation to the educational cases in X (Minors) v Bedfordshire (particularly the Dorset case), a public body which offers a service to the public often assumes a responsibility to those using the service. The assumption of responsibility is an undertaking that reasonable care will be taken, either express or more commonly implied, usually from the reasonable foreseeability of reliance on the exercise of such care. Thus, whether operated privately or under statutory powers, a hospital undertakes to exercise reasonable care in the medical treatment of its patients. The same is true, mutatis mutandis, of an education authority accepting pupils into its schools.

81.

In the present case, on the other hand,the council’s investigating and monitoring the claimants’ position did not involve the provision of a service to them on which they or their mother could be expected to rely. It may have been reasonably foreseeable that their mother would be anxious that the council should act so as to protect the family from their neighbours, in particular by rehousing them, but anxiety does not amount to reliance. Nor could it be said that the claimants and their mother had entrusted their safety to the council, or that the council had accepted that responsibility. Nor had the council taken the claimants into its care, and thereby assumed responsibility for their welfare. The position is not, therefore, the same as in Barrett v Enfield. In short, the nature of the statutory functions relied on in the particulars of claim did not in itself entail that the council assumed or undertook a responsibility towards the claimants to perform those functions with reasonable care.

82.

It is of course possible, even where no such assumption can be inferred from the nature of the function itself, that it can nevertheless be inferred from the manner in which the public authority has behaved towards the claimant in a particular case. Since such an inference depends on the facts of the individual case, there may well be cases in which the existence or absence of an assumption of responsibility cannot be determined on a strike out application. Nevertheless, the particulars of claim must provide some basis for the leading of evidence at trial from which an assumption of responsibility could be inferred. In the present case, however, the particulars of claim do not provide a basis for leading evidence about any particular behaviour by the council towards the claimants or their mother, besides the performance of its statutory functions, from which an assumption of responsibility might be inferred. Reference is made to an email written in June 2009 in which the council’s anti-social behaviour co-ordinator wrote to Amy that “we do as much as it is in our power to fulfil our duty of care towards you and your family, and yet we can’t seem to get it right as far as you are concerned”, but the email does not appear to have been concerned with the council’s functions under the 1989 Act, and in any event a duty of care cannot be brought into being solely by a statement that it exists: O’Rourke v Camden London Borough Council [1998] AC 188, 196.

83.

I would therefore conclude, like the Court of Appeal but for different reasons, that the particulars of claim do not set out an arguable claim that the council owed the claimants a duty of care. Although X (Minors) v Bedfordshire cannot now be understood as laying down a rule that local authorities do not under any circumstances owe a duty of care to children in relation to the performance of their social services functions, as the Court of Appeal rightly held in D v East Berkshire, the particulars of claim in this case do not lay a foundation for establishing circumstances in which such a duty might exist.”

The judgment then went on to consider a claim based on vicarious liability based on failures by the relevant council’s employees. However, even if those employees had been in breach of their contracts of employment with the council, it was held that they had owed no duties of care to the claimants:

“85.

The particulars of claim state:

“Each of the social workers and/or social work managers and other staff employed by the defendant who was allocated as the social worker or manager for the claimants or tasked with investigating the plight of the claimants owed to the claimants a duty of care.”

It appears from the particulars of claim that social workers carried out assessments of the claimants’ needs on the council’s instructions, and provided the council (and others who may have been involved in decision-making) with information and professional advice about the children for the purpose of enabling the council to perform its statutory functions.

86.

There is no doubt that, in carrying out those functions, the social workers were under a contractual duty to the council to exercise proper professional skill and care. The question is whether, in addition, they also owed a similar duty to the claimants under the law of tort. That depends on whether the social workers assumed a responsibility towards the claimants to perform their functions with reasonable care. In considering that question, it may be helpful to compare the position of the social workers with the positions of the educational psychologists and the advisory teacher in X (Minors) v Bedfordshire, and the educational psychologists in Phelps v Hillingdon.

87.

In the former case, Lord Browne-Wilkinson accepted in relation to the Dorset proceedings that the local authority could be vicariously liable for negligence on the part of its educational psychologists because they were providing professional advice to parents on which the parents had foreseeably relied. In the Hampshire proceedings, he accepted that an advisory teacher, brought in to advise on a pupil’s educational needs, owed a duty to the child to exercise reasonable skill and care provided he knew that his advice would be communicated to the pupil’s parents, and could therefore reasonably foresee that they would rely on such advice. In Phelps v Hillingdon, the duty of care of the educational psychologist towards the child was again based on the fact that it was reasonably foreseeable that the child’s parents would rely on the advice provided. Those were all cases where the duty of care arose on the basis of the Hedley Byrne principle. In the present case, on the other hand, there is no suggestion that the social workers provided advice on which the claimants’ mother would foreseeably rely.

88.

As has been explained, however, the concept of an assumption of responsibility is not confined to the provision of information or advice. It can also apply where, as Lord Goff put it in Spring v Guardian Assurance plc, the claimant entrusts the defendant with the conduct of his affairs, in general or in particular. Such situations can arise where the defendant undertakes the performance of some task or the provision of some service for the claimant with an undertaking that reasonable care will be taken. Such an undertaking may be express, but is more commonly implied, usually by reason of the foreseeability of reliance by the claimant on the exercise of such care. In the present case, however, there is nothing in the particulars of claim to suggest that a situation of that kind came into being.

89.

The existence of an assumption of responsibility can be highly dependent on the facts of a particular case, and where there appears to be a real possibility that such a case might be made out, a court will not decide otherwise on a strike out application. In the circumstances which I have described, however, the particulars of claim do not in my opinion set out any basis on which an assumption of responsibility might be established at trial.”

At paragraph 90, it was also held that the claim failed on the facts as a matter of causation as the council could only have acted differently if there had been a “risk of significant harm… attributable to… a lack of parental care” justifying care proceedings and there was no evidence that such was the case as it was the neighbours, and not the relevant parents, who were the cause of the alleged problems.

In the conclusion at paragraph 91, the need for an assumption of responsibility was stressed and that in the absence of facts being pleaded from which such could arise, “… it is to the advantage of all concerned that the claim should not proceed to what would be a costly but inevitably fruitless trial.” and so that the claim should remain struck-out.

In Transport Arendonk v Chief Constable of Essex Police [2020] EWHC 212, a claim was not struck out where police had allegedly failed to secure a vehicle (and thus its contents, which were then thereafter stolen) when arresting its driver. At paragraphs 83-86 caution was expressed as to striking-out in circumstances where the incremental approach could apply:

“ 83 The issue on this appeal is whether the respondent has reasonable prospects of establishing its case that the appellant owed it a duty of care. The circumstances are that the appellant arrested Mr Luca, took him into custody, stopped him from using two of his mobile phones, took the keys of the lorry, left it in a remote layby, and did not speedily fulfil a promise made by officers to get the operator's contact details from the lorry when it was known to the respondent that there was a risk of thefts from unattended lorries in the area.

84

I do not consider that I have been referred to any case which decides that issue. This case shares some general features with the decisions to which I have been referred, but it is not the same as, or similar to, any of them. As Lord Reed pointed out in Robinson, the common law proceeds incrementally, by analogy. A court which proceeds by analogy has to understand the underlying basis of the principles which are stated by the courts when they apply the law of negligence to different facts. However, previous decisions of the courts are not statutes, and the principles enunciated in the cases and the language which is used are not to be read as if they were a statute.

85

Unless it is very clear that the existence of a duty of care is precluded by authority or by the certain applications of the principles which can be deduced from authority, the possibility that as court may by that incremental process decide that the appellant did owe the respondent a duty of care cannot be excluded. But there is a more basic point, which is Mr Barraclough's submission that this case involves nothing more than the application of the normal principles of negligence.

86

I do not consider that this is a case in which it is clear beyond argument, as Ms Johnson submits, that a duty of care is excluded by the certain application of the principles stated in the decided cases to the facts. Leaving aside Mr Barraclough's fundamental submission that the case simply involves the application of the general principles of negligence to the facts of this case, the first ambiguity, which I consider can only be resolved after a trial on the basis of findings of fact, is whether this case fits into the analytic structure on which Ms Johnson relies or not.”

The judge then went on to stress the importance of the difference between what she called acts and omissions cases (meaning the difference between causing harm and failing to confer a benefit):

“87 Is it an act or omission case (or, in Lord Reed's words in Poole, at para.28) a case in which the appellant caused harm (made things worse) or one in which the appellant failed to confer a benefit (did not make things better)? I note that the relevant decisions recognise that it can be difficult on the facts to decide whether or not a case is an act or omissions case. See, for example, para.81 of the decision in Poole. See also the fact that one of the issues in Robinson, which went to the Supreme Court, was whether or not that case was to be classified as an act or omissions case, and see the statement by Lord Reed in para.69.4 of Robinson that, while the distinction between acts and omissions is fundamental, it can be difficult to draw in borderline cases.

88

In my judgment, this is not clearly a case in which the respondent relies solely on an omission by the appellant or completely, on the other hand, a case in which the respondent relies on a positive act by the appellant. This case shares features with both types of case. If it is not purely an omission case, I do not consider it is unarguable that the police in the circumstances of this case might owe the respondent a duty of care.”

89

Moreover, like the Recorder, I consider there is a wider public interest in a decision after evidence and argument about whether the police owe any duty of care to a property owner in respect of property which they encounter in the course of an arrest and which, in consequence of the arrest, is separated from its custodian. I do not consider that such a duty is clearly precluded by the reasoning in the cases about the victims of violent crime.”

90

It follows, in my judgment, that this is not clearly a case which can be analysed as a case in which the appellant failed to act or to provide a service. The appellant did fail to keep the lorry safe, but it is arguable that it also took steps which prevented others from keeping the lorry safe.”

The judge then went on to consider “assumption of responsibility” and other

In this context of claims against local authorities in relation to child care and protection functions, there have been a number of further cases in relation to allegations that a local authority had failed to intervene by way of care proceedings at an appropriate stage.

In A v Attorney-General of St Helena [2019] SHSC 1, where the local authority had not investigated or acted on complaints and disclosure of sexual abuse, the Chief Justice of St Helena struck out the claim holding that:

“28.

This is a case which it seems to me in essence falls squarely on all fours with Poole. I do not consider the distinctions which the Plaintiff sought to draw to be persuasive; and thus when I consider the allegations of breach of duty, I am satisfied that they fall within the second category of case identified by Lord Reed, namely that the true nature of the case advanced is that the Defendant has failed to provide a benefit to the Plaintiff, by failing to protect the Plaintiff. I can identify no area or circumstance in which it could conceivably be inferred that the Defendant has assumed a responsibility for the Plaintiff; and in this respect I adopt the Defendant's analysis set out at para 3.5 of Mr Bershadski's revised skeleton argument. Furthermore, I see nothing in the matters pleaded from which the apparent manner in which the Plaintiff was treated gave rise to an assumption of responsibility; and I am also satisfied that there is nothing in St Helena's circumstance which alone or in conjunction with any of the matters pleaded permits an inference to be drawn that St Helena's Social Services in some way thus assumed a responsibility. Additionally, and patently, it was not the Defendant who created the danger which indubitably caused the Plaintiff harm. I am satisfied therefore, that this is indeed one of those cases, rare as they may be, where it is appropriate to strike out the Plaintiff's claim as disclosing no cause of action given the absence of any prospect on the Plaintiff's behalf that the Defendant owed her a common law duty of care. If this action were permitted to proceed it would involve all parties in considerable cost with no prospect at the end of the day that the Plaintiff's case could succeed.”

However, in the Central London County Court (although this is apparently subject to an appeal) in Champion v Surrey (Judgment 26/6/2020), His Honour Judge Roberts refused to strike-out a claim, holding that:

“30.

A claim should only be struck out as disclosing no reasonable cause of action under CPR 3.4(2)(a) in a clear and obvious case. As the Court of Appeal said in

Hughes v Colin Richards & Co [2004] EWCA Civ 266, an application should not be granted unless the court is certain that the claim is bound to fail.

31.

The short point is that in my judgment, the case is not bound to fail. I say that for the following reasons:

i)

The case must be looked at in the context that the law of tort in relation to the assumption of responsibility is still developing and emerging.

ii)

The Supreme Court was at pains to point out in Poole Borough Council that each case turns on its own facts.

iii)

An assumption of responsibility can arise where a claimant entrusts a defendant with the conduct of his affairs in general or particular. Such situations can arise where the defendant undertakes the performance of some task, or the provision of some service for the claimant, with an undertaking that reasonable care will be taken. Such an undertaking is commonly implied by reason of the foreseeability of reliance by the claimant on the exercise of such care.

iv)

The existence of an assumption of responsibility can be highly dependent on the facts of a particular case, and where there appears to be a real possibility that such a case might be made out, a court will not decide otherwise on a strike out application (para. 89 of Poole).

v)

The Claimant has set out in detail numerous positive acts, which the Defendant undertook for the assistance of the Claimant. The

Claimant was reliant upon the Defendant’s Social Services Department and the positive acts taken by the Defendant are sufficient to give rise to an arguable assumption of responsibility. For the purposes of this case, it is common ground that it must be accepted that the Defendant was negligent and the Claimant has suffered sexual, physical and psychological injuries.

vi)

I was taken by both parties to a number of first instance decisions, some of which had been upheld on appeal. In my judgment they provide very limited assistance because in some of them the facts are obscure and in others the facts are distinguishable or very different.”

In HXA [2021] EWHC 250 (QB) Deputy Master Bagot QC considered what was an allegation of a General Duty after being cited (most of) the decisions above and hearing from Mr Levinson and Mr Stagg for the claimant and the defendant respectively.

At paragraphs 29-34, the Deputy Master rejected the existence of any General Duty holding, in effect, that the case was indistinguishable, as a matter of principle, from N v Poole on the basis that for liability in a “non-intervention” case something amounting to or justifying the imposition of an “assumption of responsibility” was required, but that nothing sufficient was alleged. At paragraphs 32 to 33 he said:

“32 Although there are (as there always would be, even between closely analogous cases) some factual elements present in the history which differ from Poole, it does not involve a factual undertaking of responsibility being taken to be relied upon by the Claimants. I agree with the submission that save for the general plea of reliance in para.17 of the Particulars of Claim, there is no allegation here of reliance on any specific act or undertaking of the local authority and nor realistically could there be.

33 A duty of care is recognised to arise when a care order is made, because the local authority has parental responsibility. But up until that point, parental responsibility remains unequivocally with the parent(s). A duty of care cannot, in my view, effectively be reverse engineered from the point at which a duty arises on the making of a care order, in the way that the First Claimant would wish. This involves saying that because the duty arises on the making of the order, so there is a duty to conduct any care proceedings brought competently; and so, there is a duty to decide whether to institute care proceedings competently; therefore, there is a duty to investigate competently to decide whether to bring care proceedings. That attempt to trace back a duty at an earlier and earlier stage does not provide a viable route to an arguable case here, in my judgment.”

At paragraph 35 the Deputy Master stressed that there had been asserted only briefly in oral submissions (although in support of points which had been raised in the Particulars of Claim before him) that the local authority had added to the danger, or had had any power which it had failed to exercise to control wrongdoers or prevented others from intervening, and went on to say:

“35 But in case it becomes relevant, I will deal with those points, albeit more briefly as I do not consider that they assist the First Claimant:

i)

Adding to the danger (paras.20-21 of the Particulars of Claim): it is said that the Defendant did this by "endorsing the parenting provided to the Claimants…[and]…allowing [Mr D] and [Mr A] who were both known

Schedule One offenders to live in the Claimants' home…[and]…did not remove [Mr D or Mr A] of the Claimant's from the home". I do not follow how that was adding to the danger. The Defendant had no statutory power to remove partners of their mother from the home. The children could not be removed without a Court Order. The danger is created by those individuals coming into the home and that does not amount to the Defendant adding to the danger. The harm is something the Claimants are already being exposed to. The flaw in this proposition can also be confirmed by applying such a proposition to the Poole case. If correct, this proposition would have been a complete answer to the charge that there was no duty of care in Poole, if it could be said that the Defendant there added to the danger by not bringing the harassment to an end.

ii)

Failing to control wrongdoers (paras.22 to 23 of the Particulars of Claim): again, this is a reference to Mr D and Mr A, "…the only way of controlling their access to the Claimants was to remove the Claimants [from the home]". It is also a reference to the Claimants' mother and the same allegation is made that this probably could only have been achieved by removing the Claimants. Again, the difficulty here is that there was no right to control the behaviour of those third parties of a type which would be required to lead to an arguable duty. An example is the control which the Home Office had over the actions of the Borstal boys, who escaped whilst under supervision on an island visit and caused property damage in, Home Office v Dorset Yacht Co Ltd [1970] QB 1004. But here there was no such control over or right to control the wrongdoers. Furthermore, this would be tantamount, in my view, to the exception extinguishing entirely the effect of the rule of non-liability for omissions, by creating a liability for all omissions which the case law indicates is incorrect as a proposition.

iii)

Preventing Others from Protecting the Claimant[s] (paras. 24 to 25 of the Particulars of Claim]: the allegation here is effectively that other referrers, agencies and participants in child protection conferences would likely have taken further steps by making further referrals or taken action themselves which would have led to protective measures being put in place, had the Defendant not held out that it would investigate competently. Again, I do not think that this allegation raises any reasonable grounds for an arguable duty of care. There are no facts pleaded to the effect that another agency wanted to put in place protective measures but was dissuaded from doing so by the local authority. This exception to the rule does not appear to have any relevance to the facts as pleaded. The only effective measure would have been to remove the Claimants from the home. No other agency could or would practically have achieved that here. The Police have a limited power to take a child to a place of safety (see section 46 of the Children Act 1989) but are not meant to do so if an emergency protection order is in place or in contemplation. There is a reference in the history to the NSPCC, but Mr Levinson did not contradict Mr Stagg's explanation in his skeleton argument and oral submissions that the NSPCC has not exercised its notional power to bring care proceedings since 1993; it now liaises with local authorities to protect children. There is no realistic basis for saying that the Defendant prevented any other agency from providing

protection.”

At paragraphs 38 to 44, the Deputy Master considered that he should strike-out notwithstanding the caution expressed in Transport v Essex, and the refusal of HHJ Roberts in Champion v Surrey, and that he should adopt the same course as in A v A-G of St Helena. He repeated (e.g. at paragraph 40) that he found the case to be indistinguishable in terms of “material fact” from N v Poole and at paragraph 44 said:

“44 Whilst I have borne closely in mind the cautionary words in the authorities, including Poole, in my judgment this is a case where the allegations of an assumption of responsibility can and should be determined on a strike-out application. There is no real possibility that such a case might be made out so as to mean it should be permitted to proceed to trial. Notwithstanding it is a significant hurdle for a Defendant to overcome, especially in an application which turns on the absence of an arguable duty of care, in my view the application has been made out.”

In his Conclusions the Deputy Master repeated this at paragraphs 46 and 47:

“46 My task has been to determine whether there are viable claims against the Defendant local authority arising out of their child protection activities in relation to the First Claimant. In the circumstances and for the reasons discussed above the relevant claims are, in my judgment, bound to fail as there is no arguable duty of care. Where there is a recent Supreme Court judgment which is on point or at least closely analogous, I do not accept that this can be described as a developing area of law (or a developing point within that area). Such a conclusion is not inconsistent with other aspects of abuse claim jurisprudence still developing. I reiterate the learning from Robinson about the importance of precedent, of maintaining the coherence of the law and avoiding inappropriate distinctions. Were I to accede to the First Claimant's response to the application here, I consider that I would be making inappropriate distinctions to avoid applying a clear precedent from the highest court, thereby allowing legally flawed claims to continue past the interim stage. To do so would be no kindness to the First Claimant only for the relevant claims to fail at trial, as I consider inevitable; better to focus on an arguable allegation (upon which it will be for others to rule on another occasion). It would also be contrary to the overriding objective to permit the relevant claims to proceed as it would result in significant further costs and court resources being expended on the wider issues, beyond the much narrower point of the disclosure to the school.

47 In reality, whilst there are naturally some factual differences, there is much overlap in the process of monitoring, investigation and assessment carried out by the local authority in Poole and the present case. Poole cannot sensibly be distinguished from this case in terms of the appropriate legal analysis to be applied to the respective factual matrices when considering the question of duty of care.”

The Deputy Master refused permission to appeal on the basis that an appeal would have no real prospects of success. He ordered costs to be paid by the claimant (albeit subject to the QOCS provisions of section II of CPR Part 44, and so not to be enforced).

Mr Levinson submitted first that I should accept what was said and follow the course adopted by HHJ Roberts in Champion v Surrey, and refuse to strike-out simply on the basis that the General Duty was arguable, and that Deputy Master Bagot QC was wrong to reject this in HXA v Surrey.

However, Mr Levinson concentrated his submissions more on the Respite Care Duty aspect submitting that the provision of the Respite Care in any event made a sufficient difference between this case and (mere) General Duty Matters cases such as A v A-G of St Helena and HXA v Surrey, and as:

Mr Stagg submitted that:

In the light of the case-law cited above there was a considerable measure of agreement between counsel as to the law as to the following aspects, but in any event I hold it to be as follows (drawing in particular from the paragraphs cited above of N v Poole):

There were, however, various general disagreements between counsel which I resolve as follows.

First, as to whether D v East Berkshire held that a duty of care would arise generally once a local authority had taken active steps, and if so then whether that holding had been approved in N v Poole. As stated above, I disagree with both of Mr Levinson’s propositions to such effect. It seems to me that a duty of care may well arise in relation to the particular steps which were taken, but that D v East Berkshire is not authority for the proposition that the local authority thus undertakes a General Duty simply because it has taken some active steps. That seems to me to be going beyond what D v East Berkshire was either concerned with or decided, and is also inconsistent with N v Poole at paragraph 84 where it was held that taking some steps did not carry with it a duty to take more.

Second, as to what Barratt v Enfield had decided (and which was said by the Supreme Court still to be good law). Again, I do not agree with Mr Levinson that it went any further than deciding that where the local authority had assumed responsibility by taking a child into care, the local authority owed a duty of care to the child in relation to all matters relating to the provision of that care. That duty would be extensive as by taking the child into care, the local authority had effectively taken (over) parental responsibility for that child, and with it the duties equivalent to those of parents (but sounding more in enforceable law). However, that is not this situation where the Parents retained parental responsibility during the periods with which I am concerned.

Third, as to whether the provision of a service of assistance results in a general duty to assist or to complete the assistance. This is necessarily fact-sensitive, but I think that Mr Levinson puts the resultant duties far too widely as a matter of general principle; as:

Fourth, as to whether “reliance” in terms of “dependence” of the claimant upon the local authority is sufficient to found an “assumption of responsibility”. Again, I think Mr Levinson puts this too highly. It is correct that an assumption of responsibility may arise in circumstances where one person is clearly relying upon another, at least where that other accepts (whether consciously or not) that reliance. However, “dependence”, at least in the context of this case is a different matter. The fact that one person (here the claimant) “depends” upon, in the sense of “needs” (because they have no other recourse), another (the defendant) to assist (or save) them does not mean of itself that that other has any duty to do so even if the assistance (or salvation) is within their power to effect. To hold that that was the case would, it seems to me, to be directly contradictory to N v Poole and the case-law which holds that there must be more to give rise to a duty to protect another from harm.

The Burning Building Example (and other similar scenarios) are, it seems to me, more complex. It seems to me that it is possible to analyse them in three main limited ways in terms of the conceivable (see below) extent of any duty which might exist, being:

Those analyses, which it seems to me to overlap and support each other, seem to me to be potentially appropriate and not to infringe the principles that (i) there is no duty simply to protect from harm and (ii) the relevant assumption of responsibility (a) has to be kept within bounds and (b) be determined by the relevant relationship, and (iii) it is the conveyed child’s parents (here, in relation to the claimant, the Parents) who have the parental responsibility for and thus the control of the child and what should happen to them. I should make clear that I am in no way deciding whether in these factual situations (which are not before me) I would hold that the conveying parents would owe any such duty, I am merely seeking to analyse the limits of any duty that might exist (and the question of whether, for example, there could be any duty not to deliver back to

I also note Mr Levinson’s submission that N v Poole is simply distinguishable because it was held that there was nothing pleaded which could have amounted to a breach of any duty of care. It is correct that the claim would have failed on that basis in any event (paragraph 90) but it seems to me to be clear from both paragraphs 89 and 91 and the rest of the judgment that the Supreme Court also proceeded on the basis that nothing had been pleaded which was sufficient to have given rise to any duty of care in the first place (and so that the question of breach had there been an existing duty strictly did not arise).

I therefore turn to the question of whether there are reasonable grounds pleaded for a General Duty to investigate and take care proceedings (or similar) absent the Respite Care Matters. With regard to this:

I note that, in three paragraphs of the Particulars of Claim, three particular arguments are put as to why a General Duty should have arisen, but each of which was specifically rejected by the Deputy Master in paragraph 35 of his judgment in HXA v Surrey. I agree with such rejections for the reasons given in HXA v Surrey but also specifically as follows.

First, in Paragraph 7.1 of the Particulars of Claim it is pleaded that by carrying out some investigations but then doing nothing, the defendant encouraged the mother to continue to abuse the claimant in the sense that it left her believing that the defendant would stand by and not intervene, and thus created a danger.

I add that I do not consider that the Defendant in any way truly “enabled” the Parents to cause harm to the Claimant. The ability of the Parents to cause harm did, in one sense, result from the absence of intervention (or exercise of its powers to investigate and then take care etc. proceedings) by the Defendant but that is the situation in all of these cases, and insufficient to give rise to a duty of care or liability of itself (see above).

Second, in Paragraph 8.1 of the Particulars of Claim it is pleaded that the local authority failed to control the Parents, being alleged wrongdoers, and therefore that a duty of care should exist, and the authority of Dorset Yacht v Home Office is relied upon in aid of this contention. However, the case is fully distinguishable as there the Home Office defendant had control over the relevant wrongdoers, and here the local authority defendant had no control over the Parents, only an ability to seek to have the court control them. I can see no difference in this regard between the case before me and N v Poole where the situation was the same, and where it was made clear that something more was required.

Third, in Paragraph 9.1 of the Particulars of Claim it is pleaded that the various doctors and others had referred the claimant’s situation to the defendant and where the defendant had purported to investigate the situation. It is pleaded that the defendant prevented those referrers taking further steps to protect the claimant and that if the defendant had not held out that they would investigate “and been trusted to investigate competently” then those referrers would have made further referrals and so that protective steps would have been taken. It seems to me that this pleading is not enough, as:

I therefore find myself both bound by the Supreme Court and encouraged by what I regard as being the more persuasive authorities to hold, as I do, that there are not reasonable grounds pleaded for the existence of a General Duty (absent the Respite Care Matters). I also consider that I should not follow Champion v Surrey but should follow HXA v Surrey as to the desirability of finality and so that the resultant discretion to strike-out should in principle be exercised.

However, the question is more complex as to whether a duty of care might exist where the Defendant had provided the Respite Care (and as a result become subject to the duty “to safeguard and promote his [the Claimant’s] welfare”

With regard to this, it seems to me to have been common-ground and rightly so that during the period that the Claimant was being provided with the Respite Care, the Defendant owed some duty of care, and that this would extend to the mechanics of the return (e.g. the driving of the Claimant back to the Parents’ house) of the Claimant to the Parents. It seems to me that that period or periods are clearly times when the Defendant had assumed a responsibility by positively receiving the Claimant into their control, and that the D v East Berkshire analysis would apply in principle during those times. I do not have to, and therefore do not, make any decision regarding the extent of the duty of care (for example if or how it might apply in terms of taking care to ensure that the Claimant was accommodated properly and with those who would take good, and not bad care, of the Claimant) or even as to whether the Defendant could or could not delegate it (e.g. by employing an independent contractor taxi to deliver the Claimant back to the Parent’s house rather than by using its own staff

However, the question before me is as to whether the provision of the Respite Care goes beyond merely providing the Respite Care accommodation for the agreed (with the Parents under section 20 of the 1989 Act) period to a duty of care to consider (where appropriate) and potentially bring (where appropriate) care etc. proceedings etc. Mr Levinson seems to be correct that this argument has not been considered in any decided authority as there is no further reference to Respite Care (beyond the mere recital that it had been provided) in X v Bedfordshire (or thereafter).

The argument seems to me to divide into two sub-questions, being (1) whether the provision of the Respite Care accommodation gave rise to a more general duty of care including to consider taking care proceedings generally and (2) whether it could give rise to a specific duty of care regarding whether the Claimant should actually be returned to the Parents at the end of the agreed Respite Care Period, at least without care proceedings having been considered and if appropriate taken. These sub-questions heavily overlap, but are useful to consider in order especially as the second can be argued to be akin to the

With regard to the first sub-question, I do not consider that any general duty of care arises to consider care etc. proceedings simply because the Claimant has had temporary accommodation provided for the Claimant by the Defendant under section 20 of the 1989 Act (i.e. Respite Care).

This is notwithstanding that (1) if the accommodation is provided under section 20(1)(c) then it will have been a case where it has appeared to the local authority that the child requires case because their carer is prevented from providing them with suitable accommodation or care (2) if the accommodation is provided under section 20(4) then it will have been a case where the local authority will have considered that the provision would safeguard or promote the child’s welfare, and (3) under section 22(3) the local authority “looking after [the] child” will have been under a duty to safeguard and promote their welfare.

My reasons are as follows:

Counsel drew my attention to individual ways in which the Particulars of Claim plead that a duty of care arose due to the Respite Care Matters but I do not think that any (or all) of them are sufficient. In particular, in Paragraph 6.10, it is pleaded that the defendant assumed responsibility for the Claimant when taking and providing accommodation for the Claimant. However, as stated above, I do not see that as creating any duty beyond the provision of the accommodation and ancillary matters during the Respite Care (provision of accommodation) period.

I have considered the particular statutory provisions within sections 20(1)(c) and 20(4) and 22(3) to which I refer above in coming to this conclusion; both above and specially as follows; and:

However, it does seem to me that I should also be giving specific consideration to the second question as to whether a duty of care could exist not to return the Claimant to what was (or should have been) known to be a place of danger without considering and (if appropriate) taking care etc. proceedings. Here the Claimant can rely more specifically upon the Burning Building Examples as saying that once the Defendant had assumed at least some responsibility to the

Nevertheless, and notwithstanding Mr Levinson’s able arguments, I still do not find that reasonable grounds for the existence of a duty of care have been pleaded, and in particular as:

It is pleaded in Paragraph 6.10, combined with Paragraph 7.1, of the Particulars of Claim that by returning the claimant to the Parents, the defendant encouraged them to believe that no action would be taken. It seems to me that this argument should be rejected for the same reasons as when I considered it above in relation to the contention that it assisted on the General Duty point. I do not see how the returning could in any way amount to an encouragement (either directly of abuse or indirectly of an expectation that the local authority would take no steps) where the local authority was bound under statute to effect the return. I do not see how the local authority by complying with its obligations to return the claimant to the Parents can come under a duty of care which would not otherwise have existed. The defendant did not say that it would not continue to investigate, and, in any event, a failure to investigate or a decision to cease to investigate does not give rise to a duty of care where none existed already (see

I add that I do not consider that the Defendant in any way truly “enabled” the Parents to cause harm to the Claimant. The ability of the Parents to cause harm did, in one sense, result from the return (in that if there had been no return, the Parents could not have thereafter caused the harm), but the Defendant had to return the Claimant to the Parents as a result of the operation of the provisions of the 1989 Act, and the fact that the Parents thereafter (on the pleaded facts which I have to assume are correct) caused the harm is, in my view, a legally separate and unconnected matter. This is effectively the same point as I have considered above in relation to the General Duty arguments and which it seems to be is simply contrary to the reasoning and approach of N v Poole that no duty of care arises simply from the existence of the local authority’s powers to investigate and to institute care etc. Proceedings without something specific and sufficient to justify it. Whether one looks at this in terms of the existence or of the scope of a duty of care, I think that this argument fails.

I therefore hold that reasonable grounds have not been pleaded to give rise to a duty of care at common-law. This is notwithstanding my having sought to take the cautious approach required by the authorities in what has been in the past a developing area of law. It seems to me that the principles have been settled by N v Poole, following a sequence of cases at the highest levels, and that (as also held by Deputy Master Bagot QC in HXA v Surrey) their application is clear with regard to both the pleaded General Duty Matters and the pleaded Respite

There remains a principled discretion as to whether I should not strike-out notwithstanding that I have resultant discretion to do so under CPR3.4(2)(b). I have been concerned as to three particular matters:

For and in all those reasons and circumstances, I therefore conclude that I both have jurisdiction to and will strike-out the claims advanced at common-law (but not those under the Human Rights Act). However, and including in view of the decision in Libyan v King 2020 EWCA Civ 1690, I will only do so as part of my eventual order consequential upon this judgment.

As stated in my draft judgment, I am handing down this Final Judgment at 2 pm on Wednesday 26 May 2021 without attendance from the parties but with an adjournment of the hearing and of (with general extensions of time until further order) all questions of permission to appeal and time to appeal, form of orders (which are not presently being made and will only be made at) and costs to a further date; with the parties to liaise and having until 4.30pm on 18 June 2021 to submit their proposed orders and any applications (including for permission to appeal and time to appeal) and a statement of whether they seek an oral hearing (and if so with dates to avoid until 6 August 2021).