Wrangle v Brunt & Anor

This is an appeal from the order of Master Teverson dated 15 July 2020. In fact, by the order of Mann J dated 2 November 2020, the Appellants’ application for permission to appeal Master Teverson’s order and the appeal itself were directed to be heard together in a rolled-up hearing. I heard this on Tuesday, and this is my oral judgment in relation to both aspects.

There are also applications before me for a stay of the order, for permission to amend the Appellants’ Notice and Grounds of Appeal to include an appeal on the Master’s Costs Order, and for permission to rely on fresh evidence pursuant to the test laid down in Ladd v Marshall[1954] EWCA Civ. 1.

This is an appeal largely on the facts on the basis that the learned Master approached the assessment of the evidence in the wrong way and that led to a number of incorrect findings of fact which determined the outcome of the case in favour of the Claimant, the Respondent to this appeal. Of course, it is trite that an appellate court will only rarely interfere with the findings of fact made by a trial judge who has had the benefit of actually seeing and hearing live witnesses, and Mr MacPherson, appearing for the Respondent on this appeal, took me to some of the well-known statements from the authorities that emphasised the restraint that must be exercised by an appellate court and the latitude given to the factual findings of the trial judge. It was also urged on me that a judge does not have to deal with every piece of evidence, submission, or argument and that first instance judges should be commended for producing short concise judgments. That has weighed heavily on my mind in my approach to this appeal.

However, in this case I believed that there was regrettably insufficient analysis of the evidence and it is not possible to understand why it was that the learned Master rejected certain evidence, including agreed expert evidence, and accepted other evidence.

At the end of the day, it really came down to the fact that the learned Master considered that the Respondent’s witnesses were telling the truth and would not have engaged in the forging of the Will that is at the heart of this case, whereas the Appellants were, to use the Master’s words, “unimpressive witnesses” and that overrode everything else including the expert evidence and the fact that the figure at the centre of this dispute, who signed the Will in question on behalf of the testator and who only allegedly discovered the Will ten years after the death, was a convicted fraudster who had himself died before the matter could come to

While the learned Master was obviously entitled to come to such a conclusion, he must explain why he did so and in my view there was, with respect, little, if any, analysis as to why he did. He did not have to deal with every nuance and twist and turn of the evidence, but it must be possible for the parties, an appellate judge, and anyone reading the judgment to discern the basis for his conclusion. Because of the structure of the judgment, which I will come on to explain, it is unclear how the Master assessed the evidence. For example, if he was relying on the demeanour of the live witnesses in concluding whether they were telling the truth or not, he did not say so.

I do not underestimate the scale of the task facing the learned Master which was heard just before the first lockdown in the Covid-19 pandemic, that is last March, but this was a reserved judgment and in my view it was incumbent on him to show at least some of his

I need to explain what the case is about, but at the outset the parties should be clear that I grant the Appellants permission to appeal and I am going to allow the appeal. Even though Ms Rogers, who appeared for the Appellants, suggested that I would be able to decide the case here and now in their favour because the evidential burden was on the Respondent and I could conclude that he had not discharged that burden, I do not consider that that would be a fair or reasonable course to take. It would involve me concluding that the Will at the centre of the case is forged and that the witnesses for and the Respondent himself who supported the validity of the Will had fraudulently concocted their evidence.

In my view, my only option in this matter is to order a re-trial which is, of course, highly

Turning to the background of this unusual case, the proceedings relate to the estate of

The First Defendant is the Deceased’s mother, and the Second Defendant is the Deceased’s elder brother. They are the Appellants, and I will adopt the Master’s and counsel’s approach of referring to the family members by their first names - no disrespect is intended, and it is just for ease of reference. The First Appellant is Marlene, and the Second Appellant is Dale.

On 25 June 2008, Marlene obtained letters of administration in relation to the Deceased’s

Over ten years later, in November 2018, the Claimant/Respondent, who is the Deceased’s uncle by marriage and is called Bob, started these proceedings based on a purported Will dated 2 March 1999 that had recently been discovered. In these proceedings, Bob sought to propound the Will and to revoke the letters of administration issued to Marlene and remove her as the personal representative of the estate. Marlene and Dale have defended and counter-claimed for declarations as to the invalidity of the Will and that the Deceased died intestate. They alleged that the Will was a forgery, in that it has been created after the

The circumstances around the production of the Will so long after the Deceased’s death (together with a second duplicate original of the Will that was only discovered by accident in February 2020 by the Claimant’s solicitor), and the evidence of those said to have been involved in the making and witnessing of the Will, are crucial elements for the fact-finding judge, and in particular the fact that the Will was not even signed by the Deceased but by a

Mr Day was admittedly a man of bad character having been convicted of fraud and sent to prison in the early 2000s. There was also evidence of his propensity to produce doctored documents and one of the pieces of new evidence that the Appellants seek to rely on is further evidence of that. Mr Day, having conducted the proceedings at the beginning for the Claimant, died on 1 September 2019 so he could not be cross-examined at the trial. Furthermore, one of the witnesses to the purported Will was Mr John Thorpe, an employee of Mr Day, and he too had died by the time of the trial, (he died in November 2018), and so he could not be cross-examined either.

There are further relevant contextual factual matters.

The Deceased had a sister called Venetia. She has sided with Bob in this claim and gave evidence on his behalf.

Bob’s wife was called Valerie. For a time, Venetia lived with her uncle and aunt and has always been very close to them. She lived with them because of her difficult relationship with her mother, Marlene, from whom she has always been estranged.

The Deceased also was very attached to his uncle and aunt and from time to time he stayed at their house. According to the judgment, there was no maternal warmth or tenderness emanating from Marlene towards her children. Bob and Valerie had no children of their own. The Deceased was starved of oxygen at birth and had learning difficulties and mental health issues throughout his life. He had no relationship with his father who was a successful jockey.

An important aspect of the background is that the Deceased’s maternal grandfather, Arthur (Marlene’s father), died on 1 February 1990. There followed a continuing dispute within the family over his estate, and the Master deals with this in his judgment.

Towards the end of 1998, the Deceased got into trouble with the police and was charged with assaulting four police officers. He appointed Mr Day as his attorney, and Mr Day assisted him in dealing with the prosecution. In November 1999, the Deceased pleaded guilty, but he managed to avoid going to prison.

In 2004, so after the Will had purportedly been made, an agreement was reached between Mary, Barry and the three grandchildren in relation to Ettridge Farm. Mary released her life interest and Barry sold his interest to the three grandchildren.

After obtaining the letters of administration and because the Deceased was said to have died intestate, Marlene transferred the Deceased’s third share in the farm to Dale.

From around September 2015, there were various family disputes continuing, particularly around Ettridge Farm and a partnership business that had been operated from there. The partnership was between the three siblings and was called Dalevedean. Relations between Dale and Venetia had completely broken down. There was also a dispute about whether Bob should be allowed to stay living in what was called the Old Barn on the Ettridge Farm estate. Bob was claiming some form of proprietary estoppel in relation to the Old Barn. Bob was also claiming back certain monies that he and

These disputes pitched Bob and Venetia on one side, and Marlene and Dale on the other.

Even though Mr Day had been acting for them for a while, it was only eight days before a mediation on the partnership dispute due to take place on 12 June 2018 that the purported Will was circulated. The Will left £20,000 to Marlene, and £20,000 to Valerie and Bob. It also gave the Deceased’s one-third share in the freehold of Ettridge Farm to, “...my brother, Dale, and sister, Venetia”, and it left a one-third share in the Old Barn to Bob and Valerie. It is the Appellants’ case that the Deceased did not have a one-third share in those properties at the time of the purported Will. He only had a quarter share. Furthermore, they say that the Old Barn was not called that in 1999. Both factors, they say, are signifiers of forgery.

The alleged witnesses to the Will were Mr Thorpe, an employee of Mr Day’s, and Mr Michael Keeble, a long-time client and friend of Mr Day. As I have said, the Will is unusually not signed by the Deceased. It was signed by Mr Day as his attorney, according to the attestation clause. Signing pursuant to a power of attorney is not possible for a valid Will. It has to be signed by the testator or at the testator’s direction according to s.9 of the Wills Act 1837. Normally, a Will is only signed by someone other than a testator when that person is incapable of signing. There was no evidence as to the Deceased’s inability to sign the will.

As I have said above, the proceedings were begun and conducted by Mr Day until his death. As Mr Day is not a solicitor, I understand that Mr MacPherson was acting on a direct access basis with Mr Day acting as some form of agent or intermediary. The

The proceedings, including the pleadings and witness statements that had then been filed, were on the basis that there was only one Will. The discovery of the Second Will led to amendments to the pleadings. It was also sent to the handwriting experts to analyse.

The Master records at para.[72] of his judgment that the experts were agreed that the two Wills were separately executed duplicates, that is they were executed at the same time. The Master also referred in para.[135] of the judgment that both experts agreed that looking at the First Will alone there is: “...strong evidence to support the proposition that Howard Day did not sign this will in 1999 as purported but at a later date when his writing deteriorated.” Having concluded that both were done at the same time, the experts’ joint report then goes on to say at para.[137]: “It is more likely than not that both of these signatures were written at a later point in time.” In other words, they were jointly of the view that the wills were not signed in March 1999.

However, the Master appears to have rejected that expert evidence and decided that the Will, or the Wills, was indeed executed on 2 March 1999. One would have expected to find in the judgment a clear explanation as to why that joint expert opinion was being rejected by the Master, but I did not find such an analysis. All he says is that he was not persuaded by the expert opinion: “...that I should alter my conclusions on the factual evidence or conclude that the wills are forgeries in the sense of being created after Dean’s death.” (Para.[142]). This may indicate that the Master may not have approached the analysis of the evidence in the right way. I will come on to consider this under the Grounds of Appeal in a moment.

The trial was originally listed for eight days starting on 16 March 2020, however it was becoming apparent that the coronavirus pandemic was taking hold and that there was likely to be a lockdown, which there was shortly thereafter. There were two elderly witnesses involved, Marlene and Bob, and both parties were agreed that they did not want the trial adjourned. It was, therefore, agreed that the trial should be limited to three days of crossexamination of the main witnesses, and this took place between 17 and 19 March 2020. It was also agreed that there was no need for the handwriting experts to be cross-examined.

In the circumstances, I would have expected the Master to make reference to those witness statements and explain what reliance he did place on them, and whether he accepted or rejected that evidence, and if so why. Instead, there is no such analysis, and the structure of the judgment makes it difficult to discern the extent to which some witness statements were considered or not. Two witness statements filed on behalf of the Appellants were not referred to at all in the judgment and this forms the subject matter of Ground 2 in the

Full written submissions were filed with the Master on 25 March 2020 and he handed down his reserved judgment on 6 July 2020, finding in favour of the Claimant. Pursuant to his order dated 15 July 2020, the Master:

Pronounced for the force and validity of the last Will and Testament of Dean Ashley

Revoked the letters of administration granted to Marlene dated 25 July 2008.

Removed Marlene from the office of personal representative.

Appointed Mr Timothy Christopher James Adams as substitute personal representative to the Deceased’s estate.

Made certain consequential directions.

The Master also handed down judgment on 10 August 2020 dealing with the costs of the proceedings. He decided that both sides’ costs should be paid out of the estate, largely because he blamed Mr Day for causing the expense of the trial to be incurred by both parties. Mr Day should have insisted, according to the Master, that the Deceased personally signed his Will. He also thought that the Appellants, even though they had lost, “genuinely believed that Dean died intestate” which is perhaps an odd conclusion given that he found

With that background, I turn to the specific grounds of appeal, the first of which is a general overarching Ground as to the Master’s approach to the evidence. Mr MacPherson says that this Ground effectively seeks to put the challenge to the Master’s factual findings on a legal footing so as to give the appeal more chance of being considered. I think, however, that the Master did adopt a flawed approach to his consideration and analysis of the evidence, and it may have been because he relied too heavily on the approach adopted by His Honour Judge Simon Barker QC in the case of Re Parsonage (Deceased) [2019] EWHC 2362 (“Re Parsonage”). Ground 1 is in the following terms:

I have been shown the various authorities referred to. I have, on occasion, myself referred to Leggatt J’s (as he then was) discussion of the unreliability of memory in Gestmin SGPS SA v Credit Suisse [2013] EWHC 3560 (“Gestmin”) and I think it is an invaluable caution for judges insofar as they are dealing with commercial cases in which there is plenty of contemporaneous documentary evidence which is not disputed. I do not think Leggatt J was prescribing how oral evidence should be dealt with and assessed for every type of case. Rather, he was saying that where there are undisputed contemporaneous documents, they are going to provide a better guide to the truth than oral testimony, which is inherently unreliable, particularly where witnesses claim to be able to recall events or conversations many years back and where their recollection of events is necessarily overlain with the events that have happened since and the willingness to support one side or the other.

I do not believe that the Gestmin case can really be criticised so long as it is properly understood. The Master relied, as I have said, on Re Parsonage, the decision of His Honour Judge Simon Baker QC (sitting as a High Court Judge). That also was a will case but there were not allegations of fraud and forgery. The issues were testamentary capacity and knowledge and approval. After reviewing a number of the well-known authorities including that of Robert Goff LJ (as he then was) in The Ocean Frost [1985] 1 Lloyds Rep 1 (“The

That quote from para.38 of Re Parsonage was directly quoted by the Master in para.[80] of his judgment. He then said: “I respectfully agree with that approach to fact finding.” The Master went on to make his findings and appears to have followed a structure in his judgment that mirrored directly the approach as set out by His Honour Judge Barker. While I do not think that there is anything particularly wrong with what His Honour Judge Barker said, I do not think that it is a prescription for fact-finding in all cases, in particular where he referred to “reliable contemporaneous documentary evidence” as being the platform for the assessment of evidence.

In this case, there were no reliable contemporaneous documents. All were under challenge as forgeries. It is not as though witness testimony could be tested against undisputed documents or agreed facts. The only agreed facts in this case were essentially the time and place of discovery of the two copies of the Wills, the fact that they had been signed by Mr Day on behalf of the Deceased, the fact that Mr Day had been to prison for fraud, and the agreed expert evidence. In other words, the only undisputed facts gave rise to a high degree of suspicion.

In a case of fraud where the credibility of witnesses is critical, I prefer to rely on what was said by Robert Goff LJ in TheOcean Frost which was quoted in Re Parsonage at para.34.

In Re Parsonage, there was also, as I have said, reference to Bingham J’s article in 1985,

I would have expected to see a section of the judgment dealing with his assessment of the witnesses by reference to the known facts, inconsistent or changing stories, the witnesses’ possible motives for lying, and the overall probabilities. If relying on the demeanour of the witnesses as a reason for believing or disbelieving them, then I would have expected the

Ms Rogers says that the Master should have referred to the recent Court of Appeal decision in Kogan v Martin[2019] EWCA Civ. 1645 and he had been referred to this in the closing submissions. In that case, Floyd LJ referred to the Gestmin decision in para.88 of his judgment, and he said as follows:

I entirely agree that a judge has to make findings of fact based on all the evidence. Where evidence is inconsistent or contradictory or where it differs from agreed expert evidence, it has to be evaluated and assessments made as to whether the witness evidence is reliable in the face of agreed incontrovertible facts. This is not a Gestmin-type case where there are reliable documents, but there are known facts. There are the terms of the Will and there is

Ms Rogers says that the effect of the Master adopting the approach in ReParsonage was that he prioritised considering the terms of the Wills and other documents before considering the witness evidence. He then considered that the witness evidence that accorded with his analysis of the disputed documents was correct and that which did not was not to be relied upon, including presumably the expert evidence, although he did not say so expressly. She says that that shows the dangers of slavishly following the Gestmin formula in a case where those documents are what the dispute is about and therefore cannot form the basis against which the witness evidence is to be tested. Furthermore, it led to the Master failing to take into account some of the Appellants’ evidence and this approach gave rise to the specific errors that are relied upon in the other Grounds of Appeal.

Mr MacPherson for the Respondent said that the Master is not to be criticised for adopting the approach of His Honour Judge Barker in Re Parsonage. As an overall point, however, he says that an appellate court such as this should be very slow to interfere with a trial judge’s factual findings particularly where they are based on an assessment of witnesses’ oral testimony and balancing that against other facts and written evidence. I entirely agree. He says that the Appellants effectively accused the Claimant and all his witnesses of fraud, but the Master found that they were honest. Where a party has been acquitted of fraud, it should not be displaced except on the clearest grounds, and he referred to the comments to this effect by Stuart-Smith LJ in The Ikarian Reefer [1995] 1 Lloyd’s Rep 455.

There is clear high authority that appellate courts should not interfere with findings of fact, particularly if they are based on the credibility of witnesses unless compelled to do so. In Fage UK Ltd. & Anor. v Chobani UK Ltd. & Anor. [2014] ETMR 26, Lewison LJ said as follows at para.114:

The expertise of a trial judge is in determining what facts are relevant to the legal issues to be decided, and what those facts are if they are disputed.

The trial is not a dress rehearsal. It is the first and last night of the show.

Duplication of the trial judge’s role on appeal is a disproportionate use of the limited resources of an appellate court and will seldom lead to a different outcome in an individual case.

In making his decisions the trial judge will have regard to the whole of the sea of evidence presented to him, whereas an appellate court will only be island hopping.

The atmosphere of the courtroom cannot, in any event, be recreated by reference to documents (including transcripts of evidence).

Thus even if it were possible to duplicate the role of the trial judge, it cannot in practice be done.”

Insofar as the judge failed to give adequate reasons for the findings he made, I also bear very much in mind that not all reasons or facts or pieces of evidence or arguments need be referred to. In English v Emery Reimbold v Strick Ltd.[2002] 1 WLR 2409,

As Lord Hoffmann famously said in Piglowska v Piglowski[1999] 1 WLR 1360 at p.1372:

Of course that is right, but the appeal court must be able to see how the trial judge got to make the findings of fact that he did. The reasons why he acted as he did must appear from the judgment. I should add that Ms Rogers did actually seek some clarification on certain matters in the short time available between circulation of the draft and the handing down of the judgment, which was basically over a weekend, but the judgment was not substantially amended as a result.

Mr MacPherson also referred to the fact that there needs to be finality in litigation, and this

Mr McPherson says that there is nothing wrong with the approach adopted by His Honour Judge Barker in Re Parsonage, but each case depends on the type of evidence available and the court must consider and balance all of the evidence testing known facts against the credibility of the witnesses’ evidence.

In my view, the structure of the judgment indicates that the Master did do as he said and followed the suggestion of His Honour Judge Barker in Re Parsonage. I think that led his judgment into difficulties because that approach did not involve a proper assessment and balancing of all the evidence in the round.

Looking at the judgment a bit more closely, at para.[80] the Master referred to Re Parsonage and said he agreed to that approach. He had previously said in para.[73] that because of the circumstances of the Will’s production, the evidential burden was on the Claimant and convincing evidence would be needed to defeat the allegation that the Will is a forgery.

So in accordance with the Re Parsonage approach, he started with the documentary evidence as the supposed platform. However, those documents were the Will itself and then some supposedly corroborating documents including two attendance notes by Mr Day of meetings with the Deceased and a diary entry from Mr Day that had added to the 2 March

All these documents were under challenge. Indeed, they were what this case was about. Yet the Master appears to have used them as the basis, the platform, for considering the credibility of the witnesses, some of whom were allegedly engaged in their fraudulent concoction. The only platform that could reasonably have been used would be undisputed, reliable documentary evidence.

So in paras.[81]-[88] there is reference by the Master to the Will, and he points out some of the oddities. In para.[82] he says that these oddities do not go to the genuineness of the Will, only to the knowledge and approval question which, in my view, is not correct.

He then referred to the one-third share of Ettridge Farm that the Deceased purported to gift in the Will when he only actually had at that time a quarter share, and the reference to the Old Barn on which there was evidence from the Appellants that it was not called such at the time. Without seemingly resolving those issues, which are clearly potential signifiers of forgery, he concludes without analysis at para.[89]:

At para.[132] he confirms that finding by saying that:

That is the only place in the judgment where he considers the contents of the Will and given that he appears to be following the ReParsonage formula he is therefore using the Will, together with the other evidence, as the “reliable contemporary documentary evidence” against which he goes on to accept the witness evidence that is consistent with a conclusion that the Will is genuine.

In paras.[90]-[94] he refers to the other alleged contemporaneous evidence, namely

So no clear conclusion on the other documents, and in para.[94] there is reference to the purple folder where it was common ground that the Master was wrong that the writing on the purple folder was agreed by the experts to be in Valerie’s handwriting. The Master concluded in para.[94] that that provided some evidence that Valerie at some point held the Will or a copy of the Will.

After dealing with the documents, the judgment moves to the witness evidence. At paras.[95]-[101] he records some of the evidence given by Bob, pointing out some inconsistencies in his evidence but concluding at para.101:

Venetia is dealt with in paras.[102]-[103]. Although she could not give much relevant evidence, the Master simply records at para.[103]:

Between paras.[104]-[123] the Master deals with the Claimant’s other witnesses including Mr Keeble who allegedly witnessed the will, Mr Jonathan Day (Howard Day’s son) who was allegedly involved on the day of the Will signing, and to some other witnesses, two of whom were not called, who gave evidence as to the Deceased referring to the fact that he had made a Will. At para.122 the Master concluded as follows:

Almost in passing, he then turns to Marlene’s evidence. At para.[125], without any real analysis, the Master just says, “She was a most unimpressive witness”. I have no idea why he concluded that. It cannot just have been on the basis that she had denied seeing the Will or that she thought it was Howard Day’s will rather than the Deceased’s (perhaps not an unreasonable assumption as Mr Day had actually signed it).

Mr MacPherson directed me to the transcript of some of the cross-examination and said that there were a number of times where Marlene fell into his traps and the Master appreciated this. He said that if I had been there and heard this evidence that I would have been bound

Further, there seems to me to be a non-sequitur in para.[126] and a confusion as to whether the Master is talking about when Marlene saw the Will in the witness box or at the time of the Deceased’s death.

At para.[129], Dale’s evidence is dismissed as mere argument but again the Master does not explain why he preferred the Claimant’s evidence over his. Then paras.[131]-[132] are his summary. Paragraph [131] says that the Master took account of Mr Day’s bad character. It is to be noted that he did not refer to the similar fact evidence. But what does “taking account of” actually mean? Then in para.[132] he says having weighed all the evidence, the contents of the will do not arouse suspicion and:

There is no consideration of all those persons’ motives for doing so. The Master seems to have based his conclusion around the fact that he did not find the contents of the Will to be suspicious and the fact that he did not think the Claimant’s side would be engaged in such a fraud. There is no apparent consideration of the highly suspicious circumstances under which the Wills were discovered so long after the event, or why Mr Day, for example, did not mention the Will until shortly before a mediation at which the contents of the Will were material and beneficial to Bob and Venetia.

The judgment goes on to consider the expert evidence, the subject matter of a particular Ground of Appeal, but in para.[142] the Master concluded that he was not persuaded to change his mind on the factual evidence as a result of the agreed expert evidence.

As Mr MacPherson put it, essentially the Master found the Claimant’s witnesses to be truthful and the Appellants’ witnesses not to be truthful, and he was perfectly entitled to come to that conclusion having seen and heard the witnesses give evidence. He is entitled to come to that conclusion, but the question is whether he adopted a flawed approach to assessing that evidence and whether it is clear from his judgment as to how he got to that conclusion.

With respect, I believe that he was wrong to come to a conclusion on the disputed documents first, as he did apparently in para.[89], and then go on to see if the witness evidence was consistent with such a finding. That wrong approach stemmed from a rigid adherence to the Re Parsonage formula and meant that he did not perform - at least it does not appear from his judgment that he performed - a proper assessment of the overall evidence tested against known and undisputed facts and documents. I think it is only by looking at the particular examples as set out in the following Grounds of Appeal that one can see how the Master failed to properly assess and analyse the evidence before him.

I should emphasise that I am not deciding that the Claimant and his witnesses are guilty of fraudulently concocting a case in putting forward the validity of the Will. That would necessarily be for another judge to decide. All I am deciding is whether the Master approached the assessment of the evidence in a coherent and reasoned way and whether it is possible to discern how he concluded what he did from the evidence that was before him. It may be that another judge will come to the same conclusion, but hopefully that would be

Turning to the specific grounds, Ground 2 concerned witness statements of Sally Newton and William Diss, both of whom gave evidence for the Appellants but were not cross-examined. Their witness statements are not referred to anywhere in the judgment. The Master did refer to witness statements on behalf of the Claimant that were not cross-examined (see paras.[115]-[116]). It is certainly unfortunate that the Master did not expressly refer to this evidence. He did say, as I said above, that he would be taking all witness statements into account.

Mr MacPherson says that I should take the Master at his word - which I certainly do - and accept that he did take that evidence into account. However, Mr MacPherson went too far, in my view, in saying that there was no need for the Master to cover all the witnesses in his judgment. At the very least, in order to show to the losing party that all their evidence has been carefully considered, they should have been referred to. The fact that it was not, may not be in itself a major flaw in the judgment but it may indicate that the Master did not go about the assessment of the evidence in the right way.

Sally Newton’s evidence concerned Howard Day’s character and also referred to Michael Keeble, one of the witnesses to the will. In relation to Mr Day, she said in her witness statement that there was another example of Mr Day producing a document after a person’s death, in that case Ms Newton’s mother-in-law, in which that document was not found to be genuine. This was similar fact evidence that would be highly material to the

Mr MacPherson said that the Master would have taken account of that evidence in making his conclusions about the character of Mr Day, as set out in paras.[76]-[79]. However, it is not apparent that he did. As to the similar fact evidence, Mr MacPherson says that this should not be admissible on the tests as set out in O’Brien v Chief Constable of South Wales Police[2005] UKHL 26. However, there was no objection at the trial to the Master considering this similar fact evidence and in my view it would clearly have been relevant to the central issue in the case, namely whether Mr Day prepared a forged Will of the Deceased. I consider that this evidence was potentially significant and should have been mentioned.

The Master’s findings as to Mr Day were limited to his bad character based on his conviction and the High Court judgment in the Fayers case. There was no reference in the judgment to the Court of Appeal judgment in that case, but the Master did conclude in

Ms Newton also explained the close relationship between Mr Day and Michael Keeble. As to Mr William Diss, he gave evidence as to the Deceased’s mental capabilities and how he tended to defer to people around him to help with reading documents, etc. It goes to whether the Deceased would have understood what was going on, in particular whether he would have been able to concentrate through an allegedly five-hour meeting with Mr Day after which the Will was purportedly signed. This is not as important as Sally Newton’s evidence, in my view, but it is unfortunate again that it was not mentioned. It would have only taken a sentence or two.

Ground 3 is in the following terms:

I quoted from The Ocean Frost above where Robert Goff LJ said that in a fraud case he always pays special attention to a witness’ motive and the overall probabilities. Ms Rogers

Michael Keeble was being assisted by Mr Day until his death with litigation in respect of his late partner’s estate and Mr Day was doing so for free. He also considered that Marlene and Dale owed him some £52,000. It made me wonder why Mr Keeble would give false evidence after Mr Day had died but by then he had already claimed to be a witness to the Will so was effectively committed to continuing with his evidence.

Mr Thorpe, who died by the time of the trial, had given evidence for Mr Day at the fraud trial in the late 1990s and was a long-time associate and friend of Mr Day. Jonathan Day is

I assume that the Master did take account of motive but again it would have been better if he had expressly explained why their apparent motives did not suggest that they would act fraudulently. Again, in itself, I do not consider that this would constitute a major flaw in the judgment justifying interference by an appellate court. It would have been preferable if the Master had expressly put motive into the mix on his assessment of the Claimant’s witnesses.

The fourth ground concerns the contents of the Will itself and includes examples of signifiers that the Master allegedly did not take account of, including:

The Deceased did not sign the will himself.

The date is typed on the first page of the Wills rather than handwritten, as is usual.

The Deceased’s middle name was incorrect on the front of the Wills.

The spelling of his mother’s farm was incorrect on the second page of the Wills.

There was an irregular attestation clause used stating that the Wills were signed by

The contents of the Wills benefited the respondent and Venetia Murray in respects relevant to their ongoing complex disputes with the Appellants outside of these proceedings which form the context in which the Wills came to light.

The expert witnesses’ evidence that the second page of one of the Wills was printed

The Master referred to some of these peculiarities in his judgment, in particular in para.82, but he said that these are not matters that go to whether the document is genuine but as to whether it was read and understood by the Deceased. The Master then went on to deal with the one-third point and the reference to the Old Barn as signifiers of forgery. These are the subject matter of the fifth Ground and so I do not deal with them here.

In themselves, the factors in Ground 4 are not particularly significant in terms of forgery except perhaps the first one that the Deceased did not himself sign the Will. As to that, the Master did say that he had taken into account the potential for forgery arising from the signing of the will by Mr Day on behalf of the Deceased (para.131). However, it is unclear to what extent it was taken into account but then clearly rejected as a reason for not accepting the validity of the will.

Furthermore, there was no finding as to why the Deceased did not sign the Will himself. An obvious explanation is that it is harder to fake someone else’s signature, but this too was not considered. All in all, while I consider that the Master was wrong to rule out these factors as being relevant to forgery as well as knowledge and approval, I do not think that in themselves they are significant enough to undermine the judgment as a whole.

Ground 5 however is, in my view, significant. This Ground of Appeal concerns the Master’s failure to make any findings in relation to the reference to “the one-third share” in the farm when the Deceased had a one-quarter share at the time of the Will and the reference to the Old Barn which was not called that at the time because it was a derelict shed then. Ms Rogers showed me an admitted picture of a dilapidated shed as it was in the 2000s before it had been converted into Bob’s house, the Old Barn.

In para.[86], the Master said that the Claimant’s evidence that the Deceased considered that he held a one-third share of the Brunt grandchildren’s share from Arthur was a “plausible” explanation. Ms Rogers complained that the Master had to make a finding of fact on a balance of probabilities as to this and it is insufficient to refer to a merely “plausible” explanation. Mr MacPherson said that the Master was clearly deciding that that was the reason and, even if it was infelicitously worded, there is no basis for challenging the

As to the Old Barn, or cart shed as Ms Rogers referred to it, Ms Rogers said that the Master referred to Dale’s evidence on this but did not come to a conclusion. This is in paras.[88][89]. Instead, the Master said that the Claimant had said that there was an agreement or understanding in 1999 that the property would be given to him and Valerie, but this does not seem to me to answer the point as to what it was called at the time. There is, in my view, a non-sequitur in para.[89] when the Master simply says:

If the Will had been drawn up well after the Deceased’s death, it is perfectly possible that the forger would have forgotten that the Deceased only got his third share in 2004 and that in 1999 it was only a quarter share. Similarly, it could have been forgotten that in 1999 the Old Barn was not called that because it had not been built.

The complaint in this respect is that the Master should not have looked at the contents of the

Ground 6 concerns the other documents that were used to corroborate the validity of the

The addition to the diary entry is a strong indicator that documents have been doctored or fabricated in order to support the validity of the Will. Ms Rogers showed me the expert evidence on this, and the writing had clearly been added later and it was in ink that was not used throughout the rest of the diary and was obviously added for a purpose. The Master

There was also an issue concerning the purple folder that I have referred to that was found among Valerie’s files and it had written on the outside “Dean Will”. The file was empty when it was found by the Claimant and Venetia. The Master said that the experts were agreed that the words were written by Valerie. That was wrong. The Appellants’ expert regarded the evidence as inconclusive as to whether this was written in its entirety by Valerie. Mr MacPherson agreed that the Master had got that wrong but said that this was only a minor error by the Master and did not undermine the judgment as a whole.

Ms Rogers also says that the Master’s conclusion that Valerie had at one time a copy of the Will in the folder is unsupported by any credible evidence. It cannot fit with the known fact that the two copies of the Will that we have were both found amongst Mr Day’s papers. By contrast, Mr MacPherson pointed to significant evidence that the Deceased had taken a copy of the Will with him and could well have left it with Valerie who he went to immediately after the Will was executed. It was also corroborated by Bob’s evidence that he had been told about the Will.

Ms Rogers says that if those words, “Dean Will” did appear on the file, there was clear evidence from Dale that Valerie may have used those words to signify that it was a file dealing with the administration of the estate and Valerie had assisted Marlene at the

This concerns the expert evidence and in my view is significant as the Master basically rejected the surprisingly strong conclusions of both experts that the Wills were signed after

Then in para.[137], the Master set out the experts’ joint conclusion:

The Master latched on to the next paragraph of the joint experts’ report which said:

I was told that the Master was following established practice in probate cases of considering the factual evidence first and then reconsidering his conclusions in the light of the expert evidence. So firm was the Master in his conclusion on the factual witnesses that he was prepared to accept the small possibility that Mr Day had signed the First Will in that fashion in 1999. The Master did not, however, refer to the expert evidence of Ellen Radley on behalf of the Appellants that the likely explanation for the fluent signature on the Second Will was that Mr Day had warmed up by then. She had pointed to an exact example of this in 2016 in which Mr Day had signed a document twice, one after the other, in which the signatures had similar differences in fluency.

Mr MacPherson said that the Master faced a conundrum. If he accepted the expert evidence, it meant that he had wrongly assessed the factual evidence. He had found the Claimant’s witnesses to be truthful, so he could not change his mind on that. To a certain extent, that renders the expert evidence redundant. I also think that it shows the dangers of coming to a definitive conclusion on the facts purely by reference to the credibility of the witnesses without testing that credibility against the totality of the evidence. If the Master was going to reject the expert evidence, he had to explain why. I think it would be preferrable if the expert evidence were considered alongside the factual evidence so as to determine where the truth on a balance of probabilities lies.

I am not going to criticise the Master for following the usual course in these cases, but this was powerful evidence, it seems to me, coming from both sides’ experts and it was dismissed by the Master on the basis that he preferred the factual evidence adduced by the Claimant and the expert evidence did not alter his conclusion that the Will was not a forgery. I believe this is a serious flaw in the Master’s assessment of the evidence and more weight should have been afforded to the expert evidence. It should not have been considered only after the Master had already decided on the facts that the Will was not a

Ground 9 is a wrap-up of the previous Grounds, saying that the evidence points inextricably towards the conclusion that the Will was forged. However, I cannot determine that, as I have said above. What I can say is that I consider that the Master did not adequately explain or deal with some of the evidence. He did not properly evaluate and weigh the expert evidence and he does not appear to have assessed the witness evidence against the known facts around a highly suspicious discovery of the two Wills, the involvement of a convicted fraudster, Mr Day, with form in this regard and the lack of signature by the Deceased on his own will. No real reason was given for accepting the Claimant’s evidence in support of the Will, save that he did not believe that the Claimant and his witnesses would engage in such a fraud, even if they were quite happy to continue to deal with a convicted fraudster and allow him to act for them.

I am not saying that another judge will not come to the same conclusion, but I am not satisfied that there has been a proper evaluation of the evidence in this case and I am not

I know the circumstances under which this trial was heard placed great strain on the parties and the court, and the pandemic is of course continuing, but I do consider that the Appellants have a genuine sense of grievance as to how the evidence was evaluated in this case and the only course, therefore, open to me is to direct a re-trial.

I understand that it is a relatively new thing for Masters to be trying these sorts of matters, and by that I mean effectively a fraud case in which the assessment of witnesses is crucial, and I know that this Master has great experience in probate matters and will have heard many forged will cases. I understand the parties had agreed for this matter to be tried by the Master and that was particularly because it would be heard much sooner, and indeed it was able to be heard despite the advent of the pandemic. Now that I have decided that there needs to be a re-trial, I think it would be preferrable if the case is heard at High Court Judge level and it would be suitable for a deputy, and that is what I propose to direct.

I have not yet dealt with the application to adduce further evidence. I have decided the matter without reference to that new evidence. As the matter is going for a re-trial, I do not think that this is or can be really opposed. It would essentially be a case management decision for the new trial judge.

Insofar as the Ladd v Marshall grounds are relevant therefore, Mr MacPherson had accepted that two of the three elements of Ladd v Marshall are satisfied, namely that the evidence

The Appellants were unaware of these individuals or that they might be able to give relevant

By contrast to the Claimant’s evidence, the new witnesses give specific dates and occasions when they spoke to the Deceased. In addition to that evidence, Maureen Lloyd Banbridge, who is a licenced conveyancer and has worked in various firms of solicitors, also gives evidence as to the relationship between Mr Keeble and Mr Day and as to the involvement of Anthony White Solicitors, for whom she worked for many years, and as to similar fact evidence of Mr Day forging a document. She says that Mr Day used the headed note paper of her firm in Wales to correspond with Barclays Bank, but he allegedly doctored the notepaper to refer to his address rather than the firm’s.

In relation to Anthony White, to whom the Claimant’s witnesses said the Deceased was taken on 2 March 1999 so that he could look over and advise the Deceased as to whether he should execute the Will, Mrs Lloyd-Bainbrindge’s evidence is that this would never have happened and certainly not for free. There has been no evidence from Anthony White himself, who was unwilling to give evidence at the trial, nor were there any file notes or other documents evidencing his alleged advice.

I believe that this is potentially highly material evidence, and it is a further reason why a re-trial is essential where this evidence can be tested and compared to the Claimant’s evidence which it contradicts. I would have been prepared to admit it on Ladd v Marshall grounds but in any event I give permission to the Appellants to rely on this evidence at the

The stay application I think falls away as I am setting aside the Master’s order.

That only leaves costs. I think it is accepted that the costs of the trial should be decided by the new trial judge after the re-trial. The Appellants’ Grounds of Appeal have been amended and insofar as it is necessary I give permission to amend to include a new Ground 11 in relation to costs as there was a separate order and judgment on costs. The Master ordered both sides’ costs to come out of the estate. It must follow that if I am setting aside the substantive order, that I must also set aside the Costs Order, and leave it to the trial judge to decide who should pay the costs of the first trial.

That leaves open the costs of this appeal upon which I am willing to hear the parties. My

If I had overturned the Master and decided to make the declarations sought by the

I do reiterate my sincere regret that I have had to order a re-trial with all the costs, time and

I am prepared to consider making an order for expedition, but I should say that I think it will be important that this is an in-person trial and so should take place when that can safely take place after we are through the worst of the pandemic and hopefully everyone is vaccinated.