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Weddle, R (on the application of) v The Secretary of State for Justice

[2016] EWCA Civ 38

Case No: C1/2013/2485
Neutral Citation Number: [2016] EWCA Civ 38
IN THE COURT OF APPEAL (CIVIL DIVISION)

ON APPEAL FROM High Court, QBD, Administrative Court

Mr Justice Cranston

Royal Courts of Justice

Strand, London, WC2A 2LL

Date: 28/01/2016

Before :

LADY JUSTICE BLACK

LORD JUSTICE UNDERHILL

and

LORD JUSTICE VOS

Between :

THE SECRETARY OF STATE FOR JUSTICE

Appellant

- and -

THE QUEEN ON THE APPLICATION OF WEDDLE

Respondent

Tom Weisselberg QC (instructed by The Government Legal Department) for the Appellant

Hugh Southey QC and Leonie Hirst (instructed by Michael Purdon Solicitors) for the Respondent

Hearing date: 14 October 2015

Judgment

Lord Justice Underhill :

INTRODUCTION

1.

The Respondent, Mr Weddle (to whom I will refer as “the Claimant”), is aged 47. On 17 February 1994 he was sentenced to life imprisonment for the murder of a police officer. The minimum term set by the Judge before he became eligible for parole was 25 years (less 333 days served on remand). His “tariff period” is thus due to expire on 24 March 2018. During the entirety of the period with which we are concerned he has been a category A prisoner, mostly in HMP Frankland but latterly in HMP Full Sutton.

2.

On 8 February 2012 the Claimant commenced proceedings against the Secretary of State for Justice in the Administrative Court complaining of (1) “the defendant’s failure to provide offending behaviour work”, described as “ongoing”, and (2) a decision taken on 22 July 2011 to maintain his category A status. The latter challenge was subsequently abandoned, and I need say no more about it. The former is of a kind now familiar from a number of cases. In essence, what the Claimant said was that he had not been given access to sufficient opportunities to give him a fair chance to demonstrate a reduction in the risk that he posed to the public so that he might, initially, be re-categorised and, eventually, prove himself eligible for release at the expiry of the tariff period. I give more details below of the factual basis of the claim and of how it is put in law, but it is necessary to make the point at this stage that it was based entirely on the Claimant’s rights at common law. In the light of the decision of the House of Lords in James and Walker v Secretary of State for Justice[2009] UKHL 22, [2010] 1 AC 553, it was believed that no claim was open to him under article 5 of the European Convention of Human Rights (“the ECHR”); and no such claim was advanced.

3.

The claim was heard before Cranston J on 12 July 2013. As is not uncommon in the Administrative Court, the parties proceeded by agreement on the basis that the Court’s consideration should not be limited to the position as at the date of the commencement of the proceedings but should cover any decisions made, or not made, up to the date of the hearing. This practice can cause difficulties; and, as will appear, I believe that it did so in this case.

4.

By a judgment handed down on 30 July 2013 ([2013] EWHC 2323 (Admin)) Cranston J allowed the claim. There was a hiccup about the form of the order, but as eventually issued the substantive part consisted of a declaration “that the Defendant has acted irrationally in the provision of courses or other means by which the Claimant can demonstrate reduced risk”.

5.

The Secretary of State appeals against that decision. There is, however, a complication. By an Amended Respondent’s Notice lodged on 25 February 2015 the Claimant asks the Court to declare that the Secretary of State had breached his rights under article 5 of the Convention and to award him damages. That application was a response to the decision of the Supreme Court in Kaiyam v Secretary of State for Justice[2015] UKSC 66, [2015] AC 1344, handed down on 10 December 2014, which departed from the position that had been taken by the House of Lords in James. (It was because the appeal in Kaiyam was pending that this appeal was not listed sooner.)

6.

Before us the Secretary of State has been represented by Mr Tom Weisselberg QC and the Claimant by Mr Hugh Southey QC and Ms Leonie Hirst. Mr Weisselberg and Ms Hirst appeared before the Judge.

THE FACTS

7.

The facts are set out in full in the judgment of Cranston J. For present purposes they can be sufficiently summarised as follows.

8.

At the time of the murder the Claimant, who did not have a history of violent offending, was under the influence of alcohol and temazepam. The attack on the officer was extremely violent and involved him being initially attacked with palings torn from a fence and then stabbed several times with a knife. The Claimant, while accepting that he committed the murder, has always maintained that he has no recollection of what occurred.

9.

Over the first fifteen years of his sentence the Claimant completed a number of offending behaviour programmes and other courses. These include (in 2000) the Enhanced Thinking Skills (“ETS”) programme. He has also worked with the CARAT drug treatment team and followed the FOCUS substance abuse programme. I need only pick the story up in more detail in 2009.

10.

In January 2009 the Claimant was seen by a forensic psychologist. She regarded him as having a limited insight into his offending behaviour and believed that while that remained the case it would be difficult for him to demonstrate a reduction of risk. She considered whether he would benefit from re-taking the ETS programme but decided against it. She recommended that he be assessed for the Controlling Anger and Learning to Manage It (“CALM”) course.

11.

That assessment took place in July, but it was decided that the Claimant was unsuitable because ofan absence of reported emotional precursors, a lack of previous violent offences and a lack of recollection about the index offence”. He was told that the CALM course would be removed as a sentence planning target. The following year, however, he was told that it would be suitable in the future if he were to remember more about his commission of the murder.

12.

The Claimant was also assessed in 2009 for the Cognitive Self-Change Programme ("CSCP"), which is designed to address violent offending. However, it was decided that he did not meet the criteria for the programme because he did not have a history of violent offending and his score on an OASys assessment was too low. Further assessment for the CSCP programme was not recommended.

13.

In May 2010 the Parole Board considered the Respondent's suitability for open conditions. The panel member commented that since both CSCP and CALM were unavailable following assessments “it is not clear from the dossier as to what direction [he] should now take”. He concluded that outstanding areas of risk needed to be addressed before the Claimant could be moved to open conditions.

14.

There was a sentence planning review two months later, in July 2010. The Claimant declined to attend. The meeting noted that the CALM programme was unsuitable because he could not recall the offence: the situation would be monitored by the CALM team, “and should [he] recall the index offence, it has been recommended that he contact the psychology department”. The meeting had received a report from the psychology department that it was examining the possibility of acquiring assessment tools which might help the Claimant to improve his recollection so that an accurate assessment of his treatment needs could be completed. It had, however, also identified as suitable for him a programme called the Thinking Skills Programme (“TSP”). It was recommended that he participate in TSP, in order to address risk factors that he was currently unable to address through CALM.

15.

In June 2011 a Local Advisory Panel recommended that the Claimant complete the TSP and CALM programmes and also do further CARAT work.

16.

The following month the category A review team (“CART”) decided that the Claimant should remain in Category A, because without him having completed the relevant courses, including in particular TSP and CALM, there was no convincing evidence of a significant reduction in risk.

17.

That decision led to the Claimant’s solicitors writing a letter before claim. In his reply, dated 6 October 2011, the Secretary of State said that the CART team was satisfied that means were available to the Claimant to discuss and address his offending “either through psychological assessments or identified intervention programmes should his recall of his offending change”. He added that the team considered that the Claimant [had] “precluded himself from progression due to his lack of recall, and that any impasse relating to his progress has not been imposed from outside”.

18.

I need not set out the Claimant’s grounds as pleaded in the Claim Form filed on 8 February 2012 because the way this part of his case is put has moved on. In essence his case was that it was unfair that his inability to recall the circumstances of the murder should be treated as an absolute barrier to his being able to demonstrate risk reduction and that the Secretary of State was “obliged in the circumstances to forgo the usual reliance on accredited programmes and to provide real and effective means by which [he] can demonstrate that he is no longer a risk” (para. 30).

19.

I likewise need not summarise the Secretary of State’s Detailed Grounds of Resistance. But I should record that they make clear that the Claimant’s inability to recollect the details of the offence was not being treated as an absolute barrier to his demonstrating the necessary reduction in risk. There is an explicit plea (at para. 50) that “courses (such as TSP or CALM) are not the only means to demonstrate to the CART that a prisoner is progressing”. Para. 51 pleads various means, other than participation in offending behaviour programmes, by which the Claimant could demonstrate reduced risk. At sub-para. (1) it is pleaded that the Secretary of State had

“… identified the possibility of [the claimant] undertaking psychological assessment as a means of demonstrating a reduction in risk … Accordingly, psychological assessments and interventions could provide an appropriate means of demonstrating a reduction in risk.”

20.

The Claimant’s behaviour had generally been quite good, though not perfect. In June 2012, however, he was threatening and abusive towards a member of the prison staff and he acted violently during an interview in August held as part of the preparation for his next sentencing planning board. That board meeting took place on 20 August and he was set various targets, including being assessed for TSP (which had not yet occurred despite the recommendation of the previous year).

21.

On 23 November 2012 the Claimant was examined by a clinical neuropsychologist, Dr David Millar, instructed by his solicitors. In his report Dr Millar reviewed the possible causes of his reported lack of memory of the murder. He concluded that the most likely explanation was dissociative amnesia – that is, a genuine inability, of psychological origin, to recall the incident. His conclusion reads:

“On balance it appears most likely that the cause ... is related to a dissociative experience and after such a long period of time he is very unlikely to recall those events. It is also the case that the veracity of any ‘recovered’ memories were they to occur would be questionable. During my assessment Mr Weddle accepted responsibility for what he did, expressed remorse and was noticeably emotional when discussing the crime. This would suggest that there was some potential for him to psychologically address what he has done. On the other hand, however, he also reported that he did not feel it was necessary as he just wanted to move on and this would question his motivation to engage.”

22.

There was a further review of the Claimant’s category A status in late 2012, including a consideration of Dr Millar’s report. The result was notified to him in a two-page document dated 2 January 2013. I need not reproduce it in full, but I should note the following points:

(1)

The CART team referred to the Claimant having “taken part in intervention work to address your drug use and thinking skills”. But it continued that his “use of extreme violence has remained essentially unexplored and unaddressed, principally due to your lack of recall of the present offence”.

(2)

It referred to recent incidents of anger and physical aggression towards prison staff, which it said “could not be ignored in your overall risk assessment, taking into account the nature of your offending and lack of progress exploring your emotional control and aggression”. It noted that the Claimant “had made no further progress discussing and addressing these key issues through intervention work or contact with psychology staff”. It continued:

“While it noted your frustration at your continued category A status it considered this could not conceal the fact there was still no convincing evidence you had achieved insight into or amended risk factors influencing your use of extreme violence.

It considered your recent poor behaviour suggested these risk factors remained active or not significantly diminished. It understood your level of risk to staff in custody had also been raised from low to medium in view of this recent behaviour.”

(3)

As for Dr Millar’s report, it said:

“While the Category A Team note the conclusions of the neuropsychological report about your lack of recall it considered this did not negate the high level of risk shown by your violent offending or show you had reduced your potential to act in the same way again.

It noted the report suggested you may yet be able to discuss and address related issues through one-to-one work. It considered that your downgrading was not necessary to achieve this and that a suitable reduction in your risk should in any case come first.”

It is convenient to note at this stage that the statement in the final sentence that “your downgrading is not necessary to achieve this”, viz. “one-to-one work”, involves a recognition that such work might be undertaken.

23.

On 25 March 2013 the Claimant was transferred from Frankland to Full Sutton. A sentencing planning meeting was held there on 26 June between the Claimant and his Offender Manager, John Finnigan, in preparation for a decision of the Sentencing Planning Board. The report of that meeting, which was only some three weeks before the hearing before Cranston J, was served on the Claimant’s solicitors, with Mr Weisselberg’s skeleton argument, on 3 July, i.e. just over a week before the hearing. There was no witness statement verifying or explaining its contents. There was, however, no objection to its admission before the Judge, and no attempt was made to ask any questions about its contents. The key points are:

(1)

In the section headed “Review of Progress” the previous year’s targets were noted. It was also noted that the Claimant’s position was that he wanted to progress and to come out of category A, but that he felt as though he was being held back. He admitted that he had had a “blip” the previous year as a result of the death of his father.

(2)

In the section headed “Planning for the Next 12 Months” it was noted that the previous year’s target should remain the same (i.e. as in 2012 – see para. 20 above) and that the Claimant was to be “encouraged to participate with a TSP assessment”. It was also recorded that he was in contact with the mental health team.

(3)

In a section headed “Short Term Objectives” it is provided that the TSP assessment should occur within the next three months. There is also reference to his applying for a victim awareness course, within the same time-frame.

(4)

A section headed “Long Term Objectives” (which we were told meant beyond the following twelve months) reads simply “To be assessed for RESOLVE”. The Judge heard no evidence about what RESOLVE was, but it was described in a footnote to Mr Weisselberg’s skeleton argument as follows:

“This is a new programme which is a moderate intensity cognitive behavioural intervention that aims to reduce violence in medium to high risk adult male offenders and young male offenders. It has been designed to take account of the recent developments in violence research. It is considered to be suitable for offences [sic] with a history of reactive or instrumental violence.”

The Judge adopted that description at para. 23 of his judgment (save that, obviously correctly, he changed “offences” to “offenders”).

(5)

The final section is headed “Board Recommendations and Summary”. It contains the same material as the earlier sections but in more discursive form. I should note that it ends with a record that the Respondent was “reminded that there was support for him and where to access it” and that he said that he was aware of that.

24.

We were informed of various developments regarding the Claimant which had occurred since the hearing before Cranston J, but I do not see how these can be material to the questions which we have to decide on this appeal.

THE BACKGROUND LAW

COMMON LAW

25.

The position at common law is authoritatively summarised in the judgment of Lord Dyson MR in R (Kaiyam) v Secretary of State for Justice[2013] EWCA Civ 1587, [2014] 1 WLR 1208. He accepted a submission by counsel that the public law duties with respect to the provision of offending behaviour courses and assessments for indeterminate sentence prisoners could be analysed as threefold, albeit closely related, as follows:

(1)

There is a duty, implicit in the legislative scheme for indeterminate sentences, “to provide [the] systems and resources necessary to afford to prisoners a reasonable opportunity to demonstrate that they are no longer dangerous” – see para. 28 (p. 1216 E-F). This is the duty established by the decision of the House of Lords in James. It is referred to in the subsequent case-law, rather confusingly, as “the Walker duty”, because in the Court of Appeal, where the duty was first formulated, the lead appellant was not Mr James but Mr Walker.

(2) On ordinary principles, decisions relating to the provision of such systems and resources must be taken rationally, as recognised by this Court in R (Cawser) v Secretary of State for the Home Department, [2003] EWCA Civ 1522, [2014] UKHRR 101: see para. 29 (p. 1216 F-G). In an appropriate case particular decisions taken in the case of an individual prisoner can be challenged on this basis. I will refer to this as “the rationality duty”.

(3) There is a duty on the Secretary of State to act in accordance with any current policy: see para. 30 (p. 1216 G-H).

(Counsel had in fact formulated his submissions in a different order – see para. 23 (p. 1215 E-F) – but the sequence which I have adopted reflects Lord Dyson’s discussion and seems more logical.)

26.

This aspect of the case was not in issue on the subsequent appeal to the Supreme Court, but Lord Dyson’s summary was, in effect, endorsed by Lord Mance and Lord Hughes (see the beginning of para. 41 of their judgment, quoted at para. 29 below).

27.

It is authoritatively established that even if the detention of a prisoner can be shown to have been prolonged as a result of a breach of any of those duties, it does not thereby become unlawful: see James (as regards the first duty) and Cawser (as regards the second). Nor, on ordinary principles, could such a breach give rise to a claim for damages.

ARTICLE 5

28.

I have already referred to the fact that in James the House of Lords had held that a failure by the Secretary of State to provide adequate courses by which a prisoner serving an indeterminate term could prove that he was no longer dangerous did not involve any breach of his Convention rights. A different view was taken by the Strasbourg Court in James v United Kingdom(2012) 56 EHRR 399; and the issue was consequently revisited by the Supreme Court in Kaiyam.

29.

In Kaiyam the Court was not prepared to adopt the approach of the Strasbourg Court, but it did nevertheless depart from the decision of the House of Lords in James. In summary, it held that it followed from the terms of article 5 that the Secretary of State was under a duty to provide an offender sentenced to imprisonment for public protection or to life imprisonment with “an opportunity reasonable in all the circumstances … to rehabilitate himself and to demonstrate that he no longer presents an unacceptable danger to the public”: see para. 36 of the judgment of Lord Mance and Lord Hughes, with which the other members of the Court agreed, (p. 1369 C-D). The duty is expressed at para. 38 (p. 1369G) in slightly different language, as being “to facilitate the progress of such prisoners towards release by appropriate courses and facilities”. Lord Mance and Lord Hughes acknowledged that the duty could not be directly found in the express terms of article 5 (which accordingly I need not set out), but they said that it was implicit in the scheme of the article: it is thus characterised as “ancillary”. Where a prisoner was denied that reasonable opportunity to rehabilitate himself his continued imprisonment did not thereby become unlawful, but he would have a private law claim for damages for the frustration and anxiety occasioned by the potential delay to his release: see paras. 39-40 (p. 1370). At paras. 41-42 (pp. 1370-1), under the heading “The Content of the Duty”, Lord Mance and Lord Hughes go on to say:

“41. On that basis the question arises in what precise terms and in particular at what precise level the duty should be put. As a matter of domestic public law, complaint may be made in respect of any systemic failure, any failure to make reasonable provision for an individual prisoner so egregious as to satisfy the Wednesbury standard of unreasonableness [see Associated Provincial Picture Houses Ltd v Wednesbury Corpn[1948] 1 KB 223] or any failure to apply established policy. The question is whether liability for breach of article 5 is similarly limited. In our opinion, it is not. The express rights conferred by article 5 are individual rights. The ancillary right which we identify as existing under article 5 is also a right in favour of each individual prisoner and its satisfaction or otherwise depends on the particular circumstances of the individual case. Although the European court was concerned in James v United Kingdom56 EHRR 399 with circumstances in which there had been systemic failures in the United Kingdom, the European court’s decision was based on a careful individual analysis of each applicant’s prison history: see eg paras 218–222.

42. The European court does not however insist at the international level on standards of perfection that would be unrealistic, bearing in mind the numbers of prisoners involved and the limits on courses, facilities and resources in the prison system. Nor should domestic courts do so. ...”

In support of that proposition they refer to the recent decision of the Strasbourg Court in Hall v United Kingdom (24712/12), observing that “[t]he European court was ... prepared to look at the matter overall, and to accept that no system is likely to be able to avoid some periods of waiting and delay”.

30.

Having identified the possibility of a claim under article 5, Lord Hughes and Lord Mance proceed to consider whether such a claim had been established on the facts of the particular cases before them – Kaiyam, Haney, Massey and Robinson. They agreed about the outcome in the first three cases but disagreed about Robinson, in which accordingly they delivered separate judgments. The other members of the Court agreed with the judgment of Lord Hughes.

31.

I should note three particular points which emerge from the discussion in Kaiyam beyond what appears in the passage already quoted:

(1)

Lord Mance and Lord Hughes make it clear that in principle a claim for breach of the article 5 ancillary duty can be brought prior to the expiry of the tariff period: see paras. 39 (p. 1370 C-D) and 48 (p. 1373D). (Indeed Haney’s claim, which was allowed, was brought almost a year before his tariff expiry date.) Mr Weisselberg submitted that in such a case damages should not be awarded unless by the date of judgment the tariff had expired and the claimant continued to be detained. For reasons which will appear, I need not express a concluded view about that submission. I am doubtful whether it is correct in principle, but I can certainly accept that claims brought long in advance of the tariff expiry date are likely to face serious difficulties as regards both liability and remedy: we were referred to the recent decision of Dove J in R (Dunn) v Governor of HMP Frankland [2015] EWHC 858 (Admin).

(2) The duty is expressed as being to provide the prisoner with the opportunity to demonstrate that he is no longer a danger “by or within a reasonable time after tariff expiry”: see para. 68 (p. 1384 F-G).

(3) The discussions of the individual cases illustrate the point made at para. 42 of the judgment of Lord Mance and Lord Hughes. For example, in relation to Kaiyam’s claim they say, at para. 60 (p. 1382 A-C):

“It is no doubt the case that the prison system could have achieved what would have been, for Kaiyam, a more extensive provision of courses … However, to say that more extensive coursework could have been made available to him is a very long way from saying that he has not been provided with a reasonable opportunity to rehabilitate himself and to demonstrate that he no longer presented an unacceptable risk of serious harm to the public, and thus that there has occurred a breach of the implied ancillary obligation in article 5. Article 5 does not create an obligation to maximise the coursework or other provision made to the prisoner, nor does it entitle the court to substitute, with hindsight, its own view of the quality of the management of a single prisoner … “

There is a passage to a similar effect in para 92 of Lord Hughes’ judgment relating to Robinson (p. 1392 F-G).

THE RELATIONSHIP BETWEEN THE COMMON LAW AND ARTICLE 5 DUTIES

32.

It seems unlikely that following the decision of the Supreme Court in Kaiyam there will be many cases in which prisoners seek to rely on a public law claim based on the common law duties identified at para. 25 above. The article 5 duty cannot be any less extensive than either the Walker duty or the rationality duty (though that may be an understatement – see below); and it offers the possibility of private law remedies. The relationship between the two duties might therefore appear to be a matter of only academic interest. But in the present case the availability of an article 5 claim to the Claimant is dependent on his being given permission to advance such a claim in his cross-appeal; and Mr Southey accordingly sought to argue that the decision in Kaiyam had impacted on the common law duty also. He drew our attention to recent authorities which have emphasised that the concept of irrationality is flexible and not confined to the classic “Wednesbury approach” and that the intensity of review will vary according to the context; and he submitted that that will particularly be so where Convention rights are in play. He relied in particular on two passages from the judgments in Pham v Secretary of State for the Home Department[2015] UKSC 19, [2015] 1 WLR 1591: see per Lord Carnwath at para. 60 (p. 1613 A-D) and Lord Mance at paras. 94-96 (pp. 1621-2). He submitted that in a case involving the liberty of the subject the degree of review should be “relatively intense”, and he said that such an approach would have the advantage of bringing the common law test in line with that applying under article 5.

33.

I have no problem with Mr Southey’s general proposition that the degree of intensity of the Court’s review will be affected by the nature of the decision in question or that it may be informed by the engagement of Convention rights. But the proposition that decisions about what rehabilitation courses should be offered to prisoners should be at the “high-intensity” end of the spectrum is not supported by authority. In Cawser Simon Brown LJ discussed the test of rationality in terms which emphasise the difficult and multifactorial nature of the decisions required in this field (see para. 34); and Laws LJ, albeit in the context of an argument based on article 5, deprecated what he described as “a more intrusive form of review” (para. 42) or one “more rigorous than the conventional Wednesbury approach” (para. 44). Mr Southey contended that the law had moved on since then. But that was not the approach taken by the Supreme Court in Kaiyam. On the contrary, in the passage quoted at para. 29 above from para. 41 of their judgment Lord Mance and Lord Hughes characterise the common law duty of rationality explicitly in Wednesbury terms – “so egregious as to satisfy the Wednesbury standard of unreasonableness” – and say that “liability for breach of article 5 is [not] similarly limited”. It is true that they go on to say that the rights conferred by article 5 are individual rights, and I did at one stage wonder whether that – i.e. the distinction between a private and a public law claim – was the only point being made. But when the passage is read as a whole I think it is clear that their point is, rather, that, whereas at common law review is possible only on the somewhat restricted grounds which they summarise, the question whether a particular prisoner has been given a reasonable opportunity to rehabilitate himself is potentially broader and involves “a careful individual analysis of [the] applicant’s prison history” – albeit that that point is itself then qualified by what they go on to say in para. 42.

34.

I would therefore reject the submission that as a result of the decision in Kaiyam the Claimant’s common law claim requires a peculiarly intense standard of review.

THE JUDGE’S REASONING

35.

After setting out the facts, the Judge at paras. 24-42 of his judgment addresses what he describes as the “legal and policy framework”. At that point this Court had not yet decided Kaiyam, but his analysis is essentially in accordance with Lord Dyson’s analysis. At para. 42 he summarises the relevant principles as follows:

“(1) The Secretary of State is under a public law duty to provide indeterminate sentence prisoners with the means by which they can demonstrate, at or around the expiry of their sentences, that their risk has reduced sufficiently to enable their release. That duty is not confined to those serving IPP but includes life sentence prisoners.

(2) A breach of the duty occurs when there is a failure to provide the appropriate systems and resources covering matters such as reports and rehabilitative courses. This failure may be described as systemic although proof of a systemic breach (whatever that means) is not an additional requirement to establish a breach of duty.

(3) Breach of this duty does not confer on a particular prisoner a right to a remedy in his particular case although the upshot of a prisoner demonstrating a breach may be a ready improvement in how he is treated within the prison system e.g., if there is a system or resource problem in his particular prison which improves as a result.

(4) There is the separate and well accepted public law duty on the Secretary of State to act rationally and to take into account relevant factors, while disregarding irrelevant matters. This duty applies to making choices in relation to the allocation of resources for rehabilitative programmes. For example, subject to resources it would be irrational to have a policy of making release dependent upon a prisoner undergoing a rehabilitative course without making reasonable provision for such courses.

(5) This separate and well accepted public law duty also applies to the treatment of a particular prisoner, including the indeterminate sentence prisoner being able to demonstrate that his risk has reduced sufficiently for release by the expiry of his tariff or (depending on its length) very soon after. The threshold is high. But it would be a breach of this duty to require a prisoner to demonstrate a type of progress to a reduction of risk which is effectively impossible for him to perform. This duty cannot be interpreted as an absolute obligation to make a prisoner ready for release when his tariff expires.”

Propositions (1)–(3) are concerned with the first of the duties identified at para. 26 above, the Walker duty, and propositions (4) and (5) with second, the rationality duty.

36.

Against that background the Judge proceeds to his dispositive reasoning, which I can summarise as follows.

37.

At para. 43 he identifies that the claim is not based on the Walker duty but only on irrationality in the decisions made in the Claimant’s particular case. He starts para. 44 with the statement that the reality is that “at present it is impossible for this claimant to demonstrate a reduction in risk”. There was some discussion before us of what he meant by “at present”; but I think it is clear that he meant on the basis of the Secretary of State’s current stance. He proceeds to discuss why that is the case. I need not set out the discussion in full. He accepts that the Claimant is unable to recall the circumstances of the murder and that that is unlikely to change. He points out that the CART team’s stance is that the Claimant must “address his use of extreme violence”, but he says that there are no rehabilitative courses enabling him to do so. TSP did not address extreme violent behaviour as a risk factor. CALM and CSCP had been ruled out, at least partly because of his inability to recall the murder. As for the RESOLVE programme, this was “too far off, and there is no evidence about its availability to and suitability for him” (para. 45). At para. 46 he acknowledges that “rehabilitative programmes are not the only means by which the claimant could address his extreme violence”, but he says that the Secretary of State has failed to provide any other such means. He expresses puzzlement at the reference in the Grounds of Resistance to “psychological assessments” (see para. 19 above); he accepts that “one-to-one psychological intervention is perhaps more promising” but says that nothing has been done to provide it.

38.

The Judge summarises his conclusion at paras. 47-48 of the judgment, which read as follows:

“47. In effect the stance of the Category A reviews quoted earlier in the judgment is that until the claimant recalls the murder events he will not be offered or provided with any offending behaviour interventions to address his extreme violent offending. Without such interventions, the claimant will not be able to demonstrate that his risk in that regard has decreased. The claimant will therefore remain a Category A prisoner, with no prospect of release at or after the tariff period. I cannot see in the evidence any practical consideration of how the claimant might progress should his recall of the murder events remain a blank. Any reliance by the Secretary of State on the possibility that the claimant might regain his memory of these events is irrational in the light of the report from Dr Millar.

48. If the Secretary of State believes that one to one work with a psychologist to address extreme violence is the best way forward, it is in my view irrational for him not to have taken practical steps to explore its potential. Otherwise the Secretary of State is putting beyond the claimant the means of demonstrating progress towards rehabilitation while at the same time demanding such progress before granting him recategorisation. The Secretary of State requires him to address his use of extreme violent offending but at the same time is effectively withholding the means by which he can do that. By failing to unfold the steps by which he can evidence a reduction in the risk of extreme violence, the Secretary of State is in my view acting irrationally and in breach of his public law duty. For sake of completeness I note that there is no suggestion that the failure to provide the means to risk reduction is due to a lack of resources.”

39.

In short, the Judge’s finding was that the Secretary of State had acted irrationally by denying the Claimant access to any means whereby he could demonstrate a reduction in risk.

40.

Mr Weisselberg had submitted that the claim was premature. The Judge addresses that issue at paras. 49-50 of the judgment, as follows:

“49. The Secretary of State submits that any claim is premature since the claimant's minimum term of imprisonment is not due to expire until 24 March 2018. There is still significant time available for him to demonstrate a reduction in risk, to secure re-categorisation, and thereby to work towards release upon the expiry of his tariff or reasonably soon after. Thus there is no current breach of any relevant duty. Given the time that exists between now and tariff expiry, Mr Weisselberg's submission was that the claimant should be proactively taking steps to address his emotional control and aggression, rather than looking to these proceedings to operate as a silver bullet.

50. In my view this claim is not premature. PSO 4700 envisages that an indeterminate sentence prisoner will progress gradually from Category A through lower security conditions to release. At each stage, he is required to demonstrate a reduction in risk before he can move to the next stage. Typically the process takes several years and must begin in sufficient time if there is to be a realistic prospect that a prisoner will be able to demonstrate a reduction in risk to be released at (or shortly after) the tariff period. Here there is nothing tangible on the immediate horizon and the claimant's tariff is ticking away. There is no reason at the present time to think that the claimant's position will change between now and 2018, unless steps are taken soon. The position cannot continue to drift.”

THE APPEAL

41.

The Secretary of State pleads four grounds of appeal, but they appear to be for the most part variants of a single point, namely that the Judge was wrong to conclude that it was “impossible” for the Claimant to progress with his rehabilitation. Mr Weisselberg submitted that, on the contrary, the evidence established that at least three means had been identified by which he could establish that he no longer presented a risk, and could do so within the four-and-a-half years still remaining before the expiry of his tariff period. These were:

(1)

TSP. This had been recommended in 2011 and 2012 (see paras. 15 and 20 above), and the recommendation was repeated at the sentencing planning meeting in March 2013 (see para. 23 (2)). Mr Weisselberg acknowledged that the evidence was that the TSP did not address extreme violent behaviour as a risk factor, but he contended that it did not follow that it could not benefit the Claimant or that successful completion of the programme could not contribute to a conclusion that his risk of violent behaviour had reduced.

(2)

RESOLVE. This too was recommended at the sentencing planning meeting in March 2013 (see para. 23 (4) above). Mr Weisselberg argued that the Judge was wrong to describe it as “too far off”: it was scheduled for consideration after twelve months, during which time the Claimant would hopefully have undertaken the TSP. In a situation where there were still five years to go before tariff expiry, that was an entirely reasonable time-frame. As for his comment that there was no evidence about its availability or suitability for the Claimant, the report of the sentencing planning meeting was clear evidence of its availability, and it was clear from the explanation in the skeleton argument that it was potentially suitable: whether it was actually suitable would, inevitably but unobjectionably, have to await the Claimant’s assessment in due course. At this stage, what mattered was that there was a plan, and one with a realistic prospect of success.

(3)

One-to-one psychological intervention. The CART report of January 2013 explicitly recognised the possibility of such intervention (see para. 22 (3) above), and it was also acknowledged in the Detailed Grounds of Resistance (para. 19). Mr Weisselberg submitted that the Judge was wrong to dismiss this on the basis that no such intervention had yet been provided: the Secretary of State was entitled to see first what happened about the TSP and RESOLVE.

In short, the end of the road had not been reached. There was no impasse, whether as a result of the Claimant’s inability to recollect the murder or otherwise. The Secretary of State was not “withholding” the means of demonstrating reduced risk, as the Judge had found at para. 48 of his judgment.

42.

Mr Southey in response defended the Judge’s reasoning. He emphasised that the TSP was not as such directed at reducing risk in offenders with a history of extreme violence. As regards RESOLVE, he emphasised the paucity of information available about it as a result of the late stage at which it was first referred to. It was simply not shown that it would address the Claimant’s particular problems or in any event do so in sufficient time before the expiry of the tariff. He also observed that it had not been referred to by the CART team, who he described as “the gatekeepers to progress”. As for one-to-one psychological intervention, even on the Secretary of State’s case that was no more than a possibility at some point in the future, and no weight should be put on it.

43.

I have not found the appeal altogether straightforward. If the position had to be assessed as at the commencement of the proceedings, I should have been inclined to find that the Secretary of State’s stance was indeed irrational. The response to the letter before claim (see para. 17 above) does tend to suggest that the Claimant’s inability to recall the circumstances of the murder was being treated as an absolute bar to progress, and there are some other indications to the same effect; and I very much doubt whether that was rational. It is true that at that stage tariff expiry was still six years distant; but if the Secretary of State’s position had been set in stone at that point I cannot see that a claim would have been premature, since nothing was going to change over the rest of the tariff period. However, it is now clear that that initial response does not reflect the Secretary of State’s stance as at the date that the Judge was, by agreement, considering. His position at that date was that it was not impossible for the Claimant to demonstrate the necessary reduction in risk even if he remained unable to recall the circumstances of the murder, and particular means had been identified by which he could do so. That is first clearly stated in the Grounds of Resistance, but it is reinforced by the June 2013 sentencing planning document, which puts at least some flesh on the bones of the pleaded generalities.

44.

The real question in those circumstances is whether it was right to conclude, as the Judge in effect did, that the plan contained in the June sentencing planning report, coupled with the possibility of one-to-one psychological intervention acknowledged in the Grounds of Resistance, could not be regarded as affording the Claimant any realistic chance to progress.

45.

I can understand the temptation to reach the conclusion which the Judge did. The report had been generated only very shortly before the hearing; it was unsupported by any witness evidence; and it was very short on detail. However, in the end I have come to the conclusion that he was not entitled to dismiss it. The report appears to reflect a genuine attempt to plot a course for the Claimant towards re-categorisation and eventual release, and there is no inherent reason why that should not occur before tariff expiry. It was not suggested that the report was produced for forensic purposes: it was apparently produced when it was in accordance with the usual timetable for the sentencing planning process and following the Claimant’s move to Full Sutton. It was for the Claimant to establish, not simply that that plan was sub-optimal or could have been developed sooner, but that – irrationally – it gave him no real opportunity to prove the necessary reduction of risk. To show that it was not fully detailed or was uncertain of success is not enough. If a case of irrationality is to be made out, the plan must be obviously chimerical. I do not believe that the criticisms made by the Judge, as set out at paras. 37-38 above, justify such a conclusion. Mr Weisselberg’s answers to them, set out at para. 41, are in my view convincing.

46.

I would add, in relation to RESOLVE, that the absence of any detail in the June 2013 document is not in itself surprising or suspicious: this was a working document designed for professionals who would not need to be told what RESOLVE was. If the Claimant’s advisers wanted to know more than appeared in Mr Weisselberg’s skeleton argument they were entitled to ask for more information and/or to insist on a witness statement (and, if necessary, the opportunity to cross-examine) – though I am not to be understood as criticising them for choosing to leave matters as they stood.

47.

In short, therefore, I do not believe that the evidence established that the Claimant was being denied a real opportunity to demonstrate a sufficient reduction of risk by the end of the tariff period. Since that was the basis on which the Judge found that the Secretary of State had acted unlawfully, that is sufficient to require that the appeal be allowed.

THE CROSS-APPEAL

48.

Before the Judge Ms Hirst for the Claimant explicitly disavowed any claim under article 5 of the ECHR. As I have already indicated, such a claim could not have succeeded on the then state of the authorities; but Mr Southey asks us to allow it to be advanced in the light of the decision of the Supreme Court in Kaiyam. In theory the Claimant could before Cranston J have formally reserved the right to advance an article 5 case pending the outcome of James in the Strasbourg court. But that is a counsel of perfection, and I do not think he or his advisers can be criticised for proceeding on the basis of the law as then recently declared by the House of Lords. If it were possible safely – and without any procedural prejudice to the Secretary of State – to conclude on the basis of the Judge’s findings that the Secretary of State was in breach of the duty recognised by the Supreme Court in Kaiyam, I would be prepared to allow the claim on that basis.

49.

The starting-point must be to ask whether it necessarily follows from my conclusion that the common law claim fails that any article 5 claim would fail also. For the reasons discussed at para. 33 above, I do not think that that is the case: the Supreme Court has made it clear that a breach of the article 5 right may occur even in circumstances where the failure cannot be characterised as systemic or as so egregious as to be Wednesbury-unreasonable.

50.

However, in my view in the particular circumstances of this case my conclusion as regards the common law claim does also mean that a claim for breach of the article 5 ancillary duty should fail. In assessing the Secretary of State’s conduct in the Claimant’s case Cranston J in practice applied a test substantially identical to that required by the article 5 duty – that is, whether he was being afforded a reasonable opportunity to rehabilitate himself and to demonstrate, by the expiry of the tariff period or within a reasonable time thereafter, that he no longer presented an unacceptable danger to the public. The effect of my reasoning in disagreeing with the Judge’s conclusion is that the Claimant was being afforded such an opportunity, or in any event that it had not been established that he was not. It is important to appreciate that even if the criterion of reasonableness inherent in the article 5 ancillary duty is less restrictive than Wednesbury-unreasonableness, it does not impose a standard of perfection: see paras. 42 and 60 of the judgment of Lord Mance and Lord Hughes in Kaiyam, as quoted at paras. 28 and 30 (3) above. I am indeed for my part somewhat sceptical about whether the apparent theoretical difference between the standards of review at common law and under article 5 would in practice lead to different outcomes in many, if any, cases.

51.

I would accordingly dismiss the cross-appeal.

Lord Justice Vos:

52.

I agree.

Lady Justice Black:

53.

I also agree.

Weddle, R (on the application of) v The Secretary of State for Justice

[2016] EWCA Civ 38

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