KB v The Secretary of State for Work and Pensions

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KB v The Secretary of State for Work and Pensions

Appeal No. UA-2024-001644-PIP

IN THE UPPER TRIBUNAL
ADMINISTRATIVE APPEALS CHAMBER

Between:

KB

Appellant

- v -

The Secretary of State for Work and Pensions

Respondent

Before: Upper Tribunal Judge Butler

Decided on consideration of the papers

Representation:

Appellant: S. Woodhall, Citizens Advice Sheffield

Respondent: E. Sakpa, Decision Making and Appeals, DWP

On appeal from:

Tribunal: First-tier Tribunal (Social Entitlement Chamber)

Tribunal Case No: SC147/23/01588

Tribunal Venue: Sheffield

Decision Date: 21 June 2024

DECISION

As the decision of the First-tier Tribunal involved the making of an error of law, it is SET ASIDE under section 12(2)(a) and (b)(i) of the Tribunals, Courts and Enforcement Act 2007 and the case is REMITTED to the First-tier Tribunal for rehearing by a fresh tribunal.

DIRECTIONS

A.

The case is remitted to the First-tier Tribunal for reconsideration at an oral hearing.

B.

The new tribunal should not involve any of the panel members previously involved in considering this appeal on 21 June 2024.

C.

The new Tribunal must not take account of circumstances that did not apply at the time of the Secretary of State’s decision dated 31 July 2023. Later evidence can be considered as long as it relates to the circumstances at the time of that decision: see R(DLA) 2/01 and R(DLA) 3/01.

D.

If the parties have any further written evidence to put before the tribunal, this should be sent to the relevant HMCTS regional tribunal office within one month of the issue of this decision.

E.

The tribunal hearing the remitted appeal is not bound in any way by the decision of the previous First-tier Tribunal. Depending on the findings of fact it makes, the new tribunal may reach the same or a different outcome from the previous tribunal.

F.

Copies of this decision, the permission to appeal decision, and the submissions on behalf of the Secretary of State (dated 10 April 2025) shall be added to the bundle to be placed before the First-tier Tribunal hearing the remitted appeal.

These Directions may be supplemented by later directions by a tribunal judge, registrar, or case worker, in the Social Entitlement Chamber of the First-tier Tribunal.

REASONS FOR DECISION

Factual background

1.

KB made a claim for personal independence payment (PIP) on 25 April 2023. The Department for Work and Pensions (“DWP”), acting on behalf of the Secretary of State for Work and Pensions, asked KB to take part in a video medical assessment on 24 July 2023. Having received advice from that assessment, on 31 July 2023, DWP decided to award KB descriptor 9.b (2 points) and 10.b (2 points) for daily living activities. DWP awarded KB mobility descriptor 1.b (10 points). As the threshold for an award of either component of PIP is 8 points, DWP awarded KB the PIP mobility component (standard rate) but did not award her the PIP daily living component.

2.

KB appealed to the First-tier Tribunal on 20 October 2023. Her appeal was decided following a telephone hearing at Sheffield on 21 June 2024. The First-tier Tribunal (“FTT”) maintained DWP’s decision to award KB 4 points for daily living activities and 10 points for mobility activities. The FTT decided KB was entitled to the PIP mobility component only, at the standard rate and refused her appeal.

Permission to appeal

3.

On 14 November 2024, KB applied to the Upper Tribunal for permission to appeal against the FTT’s decision. In a decision dated 16 February 2025, and having listened to the hearing recording for the hearing on 21 June 2024, I granted KB permission to appeal against the FTT’s decision on the basis it was arguable the FTT had made one or more of the following errors of law, based on the grounds identified by KB’s representative:

(a)

Adequacy of findings and reasoning about PIP activities: the FTT’s Statement of Reasons did not make clear factual findings about whether KB could carry out PIP activities within the meaning of regulation 4(2A) of the Social Security (Personal Independence Payment) Regulations 2013 (“the 2013 regulations”) on the majority of days;

(b)

In the specific context of managing toilet needs, the Statement of Reasons did not confirm the FT had considered whether KB reasonably required aids in the form of incontinence pads to manage her incontinence problems (see SSWP v NH (PIP) [2017] UKUT 258 (AAC));

(c)

The FTT decided KB could prompt and motivate her daughter to wash and dress and therefore could do this herself for the purpose of those PIP activities. It was arguable the FTT had not applied the principles established in PB v SSWP (PIP) [2017] UKUT 493 (AAC), CPIP/1534/2015 [2016] UKUT 250 (AAC) and CPIP/181/2016 [2016] UKUT 194 (AAC). These indicate the FTT should consider what specifically a claimant is doing or the other person, whether the claimant might reasonably require prompting even if they were not receiving it, and that carrying out the PIP activities for a specific (and important) reason does not rule out needing prompting to carry them out on other occasions;

(d)

In relation to engaging with other people, the FTT’s examples of KB’s engagement appeared isolated and specific. They did not, of themselves, clearly confirm KB could engage with people generally, including being able to establish relationships (part of the relevant definition of “engage socially” used in the 2013 regulations. The hearing recording indicated the FTT did not ask KB about who would, or might, prompt her to engage with other people, including whether it could only be done by someone experienced in dealing with her mental health (which can include a family member). This was relevant to establishing whether the prompting KB reasonably required fell within descriptor 9.b or the higher scoring descriptor 9.c;

(e)

Evaluating adequately the oral evidence at the hearing: the FTT made a factual finding that KB initially said she had walked up Hunters Bar Hill (a local route to her) at the relevant time, then denied doing this walk and that her evidence on this issue was defensive. However, the audio recording of the hearing confirmed KB had told the FTT that she was not walking up that hill in July 2023 but was driving it instead. KB consistently maintained that evidence despite being pressed about it by the Medically Qualified Tribunal Member. The FTT arguably made a factual finding about the evidence KB gave that was not accurate in the context of what she actually said.

(f)

Procedural fairness in not adjourning hearing: KB told the FTT that her medical records confirmed she had carpal tunnel syndrome (with a past planned operation that did not go ahead), an MRI in 2023 to explore bladder incontinence (which identified bulging discs as a possible cause), and that in 2023, KB was not receiving the right combination of medication (based on past experience) to manage her mental health. At the end of the hearing, KB offered to send in a medical letter confirming her carpal tunnel syndrome, which she said affected her ability to prepare food. The Judge replied with: “Well we’ve got to go with what we have now”. The Statement of Reasons does not explain whether the FTT considered adjourning KB’s appeal at any time and why it decided to proceed, including at the end.

The Secretary of State’s submissions

4.

E. Sakpa is the Secretary of State’s representative in these proceedings, and I refer to them in this decision as “the SSWP’s representative”. They support the appeal to the Upper Tribunal in a helpful written submission dated 10 April 2025. The SSWP’s representative invites the Upper Tribunal to set aside the FTT’s decision dated 21 June 2024 for containing material errors of law, for the reasons set out below.

5.

Procedural fairness of hearing: the SSWP’s representative submits the FTT’s responsibilities included dealing with KB’s appeal fairly and justly within the meaning of the overriding objective. Throughout the Statement of Reasons, the FTT commented on a lack of evidence to support KB’s claims. See, for example, its statement at paragraph 11 that it did not accept KB’s account of carpal tunnel syndrome affecting her function, because it was not mentioned in the claim form.

6.

The SSWP’s representative submits that when KB explained she had medical evidence she could submit, the FTT should have invoked its inquisitorial jurisdiction to consider adjourning the hearing. This included at the end of the hearing where KB offered to send in a medical letter and the Judge stated the FTT had to go ahead with what it had. The SSWP’s representative submits the FTT made an error of law by failing to explain whether it considered adjourning the hearing and why it decided to instead proceed.

7.

Engaging with other people face to face (PIP activity 9): the SSWP’s representative submits the FTT failed to properly evaluate the evidence about KB’s difficulties with this activity. Nor did it provide adequate reasoning for its decision that no higher-scoring descriptor than 9.b (2 points) applied. The SSWP’s representative submits that having established KB reasonably required prompting to perform this activity, the FTT did not make enquiries about who would, or might prompt her, including whether it could only be done by someone experienced in dealing with her mental health (which can include a family member). The SSWP’s representative submits the FTT therefore made an error of law by failing to explore whether KB could only engage with other people face to face if provided with social support (descriptor 9.c).

8.

Managing toilet needs (PIP activity 5): the SSWP’s representative submits the FTT did not demonstrate in its Statement of Reasons that it had considered whether KB reasonably required incontinence pads. Paragraph 12 of the Statement of Reasons did not refer to KB using these, even though KB had mentioned them in her PIP2 questionnaire and during the PIP medical assessment. The SSWP’s representative also submits that when considering whether a person can manage toilet needs on the majority of days in the required period, the test is not whether the person experiences incontinence on the majority of days. Instead, it is whether on the majority of days, the person reasonably requires the use of an aid or appliance (here, incontinence pads) on a precautionary basis in order to cope with incontinence that may occur (for example, a couple of times a week). See SSWP v NH (PIP) [2017] UKUT 258 (AAC) (CPIP/387/2017). The FTT had not addressed this test in its Statement of Reasons.

9.

Adequacy of the FTT’s reasoning generally: the SSWP’s representative submits that the FTT engaged sparsely with the evidence in the FTT bundle and KB’s oral evidence at the hearing. Furthermore, the reasons for not awarding points for various PIP activities are unclear. The SSWP’s representative gives paragraph 15 of the Statement of Reasons as an example of this. They argue that the FTT placed emphasis on what KB did to support her daughter verbally, without providing the further detail required to justify this. Nor did the FTT address adequately the requirement to consider whether KB could perform the PIP activities safely, to an acceptable standard, repeatedly and within a reasonable time period (regulation 4(2A) of the 2013 regulations.

10.

The SSWP’s representative submits that given the Secretary of State agrees the FTT made material errors of law and considers KB’s appeal should be decided again by a new tribunal, it is unnecessary to address mobility activity 2 (moving around). This matter will be dealt with by fresh consideration of KB’s appeal.

11.

Having received the written submissions of the SSWP’s representative, KB’s representative has, understandably, indicated KB does not wish to make any further representations.

Why there was no oral hearing of this appeal

12.

Neither party requested an oral hearing of the appeal. I took these preferences into account. I considered the appeal file. I decided the interests of justice did not require an oral hearing. The parties agree the FTT made were material errors of law. It was proportionate to determine the appeal on the papers.

My decision

13.

At the permission stage, I only needed to be persuaded that it was arguable with a realistic (as opposed to fanciful) prospect of success that the FTT had made an error of law in a way that was material.

14.

At this substantive stage, I need to be satisfied on the balance of probabilities that the FTT did make an error or errors of law that were material.

15.

I am satisfied, on the balance of probabilities, that the FTT made material errors of law in relation to the appeal grounds addressed by the SSWP’s representative at paragraphs 5 to 9 above, dealt with in more detail by her submission dated 10 April 2025. Those errors of law are sufficiently material, without needing to go on to consider the other areas where I gave KB permission to appeal.

Conclusion, including disposal

16.

Having decided the FTT’s decision involved material errors of law, it is appropriate to exercise my discretion to set aside the Tribunal’s decision dated 21 June 2024 under section 12(2)(a) of the Tribunals, Courts and Enforcement Act 2007. Having done so, section 12(2)(b) of that Act provides that I must either remit the case to the First-tier Tribunal with directions for their reconsideration or remake the decision.

17.

Neither party invited me to remake the FTT’s decision. In any event, it is necessary for facts to be found. The First-tier Tribunal is best placed to evaluate the evidence, including using its medical and disability expertise, and to make appropriate findings of fact.

18.

I therefore remit KB’s appeal for rehearing before a new First-tier Tribunal. It will make a fresh decision about the level of her PIP entitlement at the date of DWP’s decision on 31 July 2023.

19.

Although I have set aside the FTT’s decision dated 21 June 2024, I am not making any findings, or expressing any view, about what rate of PIP KB should be entitled to receive. The next tribunal will need to hear evidence, make its own findings of fact and provide its reasoning for the decision it reaches.

Judith Butler

Upper Tribunal Judge

Authorised by the Judge for issue: 18 September 2025

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